Swiss ALPine Wealth Management LLC (Leysin, Vaud)

Name: Swiss ALPine Wealth Management LLC
Address: Residence Route De Clos Soleil 6 C, Leysin, Vaud, 1854
Telephone: 41-024-494-2641

Swiss ALPine Wealth Management LLC is an adviser based in Leysin, Vaud. It manages $164.4 thousand of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2015.

Swiss ALPine Wealth Management provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Swiss ALPine Wealth Management: assets under management

The assets under management (AUM) of Swiss ALPine Wealth Management LLC is $164.4 thousand, all of which is managed in discretionary accounts. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $164.4 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.55 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 70% of the total AUM. The second-largest asset type is investment and business development companies, which make up 23% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Swiss ALPine Wealth Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Swiss ALPine Wealth Management serves?

The only and largest group of clients of Swiss ALPine Wealth Management is individuals with 8 clients and $164.4 thousand of assets under management. Among the 4 most similar advisory firms, Swiss ALPine Wealth Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $164.4 thousand for 8 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Swiss ALPine Wealth Management doesn't advise any private funds.

Careers at Swiss ALPine Wealth Management LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nathan Pugh	Managing member	1 Jun 2015	75% - 100%	6523600

Based in Leysin, Vaud

The principal office where Swiss ALPine Wealth Management LLC performs its advisory services is located at Residence Route De Clos Soleil 6 C, Leysin, Vaud, 1854 The mailing address of the firm is 1201 N. Orange Street, Wilmington, DE 19801. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 41-024-494-2641. The normal business hours are 14:00 pm to 18 pm est on Monday - Friday. You can find more information about the New York firm at swissalpinewealthmanagement.com.