Canepa U.S., LLC (New York)

Name: Canepa U.S., LLC
Address: 200 Park Ave South, New York, NY, 10003 1503
Telephone: 212-677-7111

Canepa U.S., LLC is a large advisory firm based in New York. It manages $193.53 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Florida and New York.

Canepa U.S. provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and sub-advisory. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Canepa U.S.: assets under management

The assets under management (AUM) of Canepa U.S., LLC is $193.53 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -61% since the beginning of its operation, and $193.53 million of the total AUM is attributable to clients outside of the United States.

The firm manages $193.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $193.53 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Canepa U.S., LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Elias Esber serves?

The only and largest group of clients of Elias Esber is pooled investment vehicles with 1 clients and $193.53 million of assets under management. Among the 12 most similar advisory firms, Canepa U.S. has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $193.53 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Canepa U.S. doesn't advise any private funds.

Careers at Canepa U.S., LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Elias Esber has been acting as President since 1 Jun 2010. Gabrielle Yvette Garcia joined the executive team most recently as the Chief Compliance Officer And Chief Risk Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Heisenberg Global Partners	Managing member	1 Oct 2009	75% - 100%	09-9651333
Elias Esber	President	1 Jun 2010	Other	5831766
Francisco Felix Rodriguez	Chief compliance officer / ceo	1 Jun 2010	Other	5833980
Kian Esteghamat	Chief compliance officer / ceo	1 Mar 2013	Other	6087646
Graydon Barz	Chief risk officer	1 Jul 2013	Other	6087768
Gabrielle Yvette Garcia	Chief compliance officer and chief risk officer	1 Dec 2017	Other	6469235
Isabel Martinez Lopez	Chief executive officer, manager, member	1 Dec 2017	50% - 75%	5276247

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Hp Us Partners	Partner/owner	1 Jan 2010	50% - 75%	27-0696666
Elias Esber	Manager	1 Jan 2010	75% - 100%	5831766
Llc Seacrest Partners	Partner/owner	1 Jan 2010	25% - 50%	27-1868080
Ctp (Bvi) Holdings Limited	Shareholder	1 Dec 2012	75% - 100%	foreign entity
Canepa Global Managers Scs	Sole member	1 Dec 2017	75% - 100%	foreign entity
S.à R.L. Spf Ctp International Partners	Limited partner	1 Dec 2017	50% - 75%	foreign entity

Based in New York

The principal office where Canepa U.S., LLC performs its advisory services is located at 200 Park Ave South, New York, NY 10003 1503, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-677-7111. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at canepahealthcare.com.