Housatonic Management Company, Inc. (San Francisco)

Name: Housatonic Management Company, Inc.
Address: One Post Street, San Francisco, CA, 94104
Telephone: (415) 955-9020

Housatonic Management Company, Inc. is a large advisory firm based in San Francisco. It manages $1.18 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California and Massachusetts.

Housatonic Management Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Housatonic Management Company: assets under management

The assets under management (AUM) of Housatonic Management Company, Inc. is $1.18 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.18 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $98.22 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Housatonic Management Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Housatonic Management Company serves?

The only and largest group of clients of Housatonic Management Company is pooled investment vehicles with 12 clients and $1.18 billion of assets under management. Among the 9 most similar advisory firms, Housatonic Management Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.18 billion for 12 clients. None of the firm’s clients are foreign persons or businesses.

Housatonic Management Company also advises several private funds. Namely, twelve private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Housatonic Management Company, Inc.

The company employs 16 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Charles Jackson	Special limited partner (of housatonic management company, inc.)	1 Jan 1994	Other	816484
William N (Mi Only) Thorndike	Managing director, managing member (of housatonic management company, inc.)	1 Jan 1994	25% - 50%	5073608
Eliot (Nmn) Wasdworth	Special limited partner (of housatonic management company, inc.)	1 Jan 1994	Other	5914402
The H. Irving Grousbeck Revocable Trust	Member (of housatonic management company, inc.)	1 Dec 1995	Other	99-9999999
H. Irving Grousbeck	Trustee of the h. irving grousbeck revocable trust	1 Dec 1995	Other	5949768
Barry D. (Mi Only) Reynolds	Managing director (of housatonic management company, inc.)	1 Mar 1998	Other	5914395
Jill A. (Mi Only) Raimondi	Chief financial officer (of housatonic management company, inc.)	1 Sep 1999	Other	5914403
Joseph M. (Mi Only) Niehaus	Managing director and chief compliance officer (of housatonic management company,inc & housatonic partners management company)	1 May 2001	Other	5914391
Mark G. (Mi Only) Hilderbrand	Managing director (of housatonic management company, inc.)	1 Sep 2006	Other	5914461

Based in San Francisco

The principal office where Housatonic Management Company, Inc. performs its advisory services is located at One Post Street, San Francisco, CA 94104, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (415) 955-9020 or by fax (415) 955-9053. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at housatonicpartners.com.