Ohio National Investments Inc (Montgomery)

Name: Ohio National Investments Inc
Address: One Financial Way, Montgomery, OH, 45242
Telephone: 513-794-6100

Ohio National Investments Inc is a large advisory firm based in Montgomery. It manages $9.06 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.

Ohio National Investments provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ohio National Investments: assets under management

The assets under management (AUM) of Ohio National Investments Inc is $9.06 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5600% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $9.06 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.53 billion each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 65% of the total AUM. The second-largest asset type is other assets, which make up 24% of the firm’s portfolio. Investments in state and local bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ohio National Investments Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Christopher Allen Carlson serves?

The firm provides services to insurance companies and investment companies. The largest group of clients of Christopher Allen Carlson is investment companies with 1 clients and $9.01 billion of assets under management. Among the 8 most similar advisory firms, Ohio National Investments has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $9.06 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

Ohio National Investments doesn't advise any private funds.

Careers at Ohio National Investments Inc

The company employs 19 people that are either part- or full-time employees. 32 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Christopher Allen Carlson has been acting as President since 1 Jan 2000. John Keith Dwyer joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Boyers Omaley	Ceo of ohio national financial services	1 Mar 1992	Other	1209757
David Boyers O'maley	Ceo of ohio national financial services	1 Mar 1992	Other	1209757
The Ohio National Life Insurance Company	Parent corporation	1 Jan 1996	75% - 100%	31-0397080
Dennis Ray Taney	Treasurer	1 Jan 1996	Other	1677817
Michael Allan Boedeker	Vice-president	1 Jan 1996	Other	4585110
Ronald Louis Benedict	Secretary	1 Jan 1996	Other	17976
Jed Rudolph Martin	Vice president	1 Jan 1996	Other	4585118
Ohio National Mutual Holdings Inc.	Parent of parent	1 Jan 1996	Other	31-1234567
John Jacob Palmer	President of affiliates	1 Mar 1997	Other	1207441
Michael Dean Stohler	Vice president	1 Mar 1997	Other	437051
Christopher Allen Carlson	President	1 Jan 2000	Other	4585105
Maureen Kim Kiefer	Compliance officer	1 Jan 2001	Other	4211522
William John Hilbert	Vice president	1 May 2003	Other	3006304
Marcus Lane Collins	Secretary	1 May 2004	Other	17976
Robert Todd Brockman	Treasurer	1 Aug 2004	Other	6921042
Dennis Ray Taney	Treasurer and chief compliance officer	1 Oct 2004	Other	1677817
Philip Charles Byrde	Director & vice president	1 Jan 2005	Other	437051
Philip Michael Byrde	Vice president	1 Jan 2005	Other	437051
Thomas Abdo Barefield	Director	1 Feb 2005	Other	1271901
Gary Thomas Huffman	Ceo of ohio national financial services	1 Nov 2010	Other	1032890
Paul James Gerard	Director & vice president	1 May 2013	Other	6306070
Julie Trondle Thomas	Chief compliance officer	1 Jul 2013	Other	5835243
Gary Russell Rodmaker	Vice president	1 Aug 2015	Other	4347649
John Keith Dwyer	Chief compliance officer	1 Nov 2015	Other	2551964

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Ohio National Mutual Holdings	Shareholder	1 Jan 1998	75% - 100%	31-1614095
Inc Ohio National Financial Services	Shareholder	1 Jan 1998	75% - 100%	31-1614097
Inc. Ohio National Mutual Holdings	Indirect owner	1 Feb 2002	75% - 100%	31-1614095

Based in Montgomery

The principal office where Ohio National Investments Inc performs its advisory services is located at One Financial Way, Montgomery, OH 45242, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-794-6100 or by fax 513-794-4506. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at ohionational.com.