Cbny Investment Services Corp. (New York)

Cbny Investment Services Corp. is a large advisory firm based in New York. It manages $36.5 million of regulatory assets for 214 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, New Jersey, and New York.

Cbny Investment Services Corp provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cbny Investment Services Corp: assets under management

The assets under management (AUM) of Cbny Investment Services Corp. is $36.5 million. The firm's AUM has gone down by -27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $23.9 million in discretionary accounts and $12.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $112.21 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $12.6 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cbny Investment Services Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cbny Investment Services Corp.

Guiora Esrubilsky has been acting as President since 1 May 2000. David Anthony Gilman joined the executive team most recently as the Srop, Crop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Commercial Bank Of New York	100% shareholder	1 Apr 2000	75% - 100%	13-3463014
Guiora Esrubilsky	Director	1 May 2000	Other	xxx-xx-xxxx
John Alfred Hagen	Financial & operations principal	1 May 2000	Other	1464457
Robert Lawrence Wotczak	1st vice president, director of sales and marketing	1 May 2001	Other	1984453
Jose Aparecido Paulucci	Director, president and chief executive officer	1 May 2001	Other	xxx-xx-xxxx
Julius J Vorchheimer	1st vice president and director of trading	1 May 2001	Other	xxx-xx-xxxx
Patricia Ann Cappeto	First vice president, director of compliance and legal counsel	1 May 2001	Other	1131198
Donald James Linton	First vice president, financial & operations principal and treasurer	1 May 2001	Other	4240949
Gabriel Rolando Safdie	Chairman of the board	1 May 2001	50% - 75%	xxx-xx-xxxx
Carl Michael Schutt	First vice president and director of operations	1 May 2001	Other	4290119
Christina Yewshenko Hawkins	Srop, crop	1 Oct 2001	Other	1862837
Gabriel Rolando Safdie	Majority shareholder	1 Nov 2001	50% - 75%	4282492
David J. Minder	Director	1 Feb 2002	Other	xxx-xx-xxxx
Charles Biedermann	Director	1 Nov 2002	Other	4614275
Mauricio Safdie	Director	1 Nov 2002	Other	4614285
Marc Hauser	Director	1 Nov 2002	Other	4614286
Charles Biedermann	Chairman of the board	1 Apr 2003	Other	4614275
Patricia Ann Cappeto	Chief operating officer	1 Oct 2003	Other	1131198
Keith Peter Schneider	Chief executive officer	1 Oct 2003	Other	3018918
David Anthony Gilman	Srop, crop	1 Jan 2004	Other	1180577
S.A. Multi Finance	Majority shareholder	1 Jan 2004	75% - 100%

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Gabriel R. Safdie	Shareholder	1 Mar 1988	50% - 75%	xxx-xx-xxxx

Based in New York

The principal office where Cbny Investment Services Corp. performs its advisory services is located at 320 Park Avenue, 21 St Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-457-8600 or by fax 212-389-9500. The normal business hours are 9:00am - 5:00pm on Monday - Friday.