Mutuals Advisors, Inc. (Dallas)

Name: Mutuals Advisors, Inc.
Address: 700 N. Pearl, Dallas, TX, 75201
Telephone: 214-953-0066

Mutuals Advisors, Inc. is a large advisory firm based in Dallas. It manages $165.08 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Texas.

Mutuals Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mutuals Advisors: assets under management

The assets under management (AUM) of Mutuals Advisors, Inc. is $165.08 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $165.08 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $55.03 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mutuals Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mutuals Advisors, Inc.

Daniel Stuart Ahrens has been acting as President since 1 Apr 2004. William Steven Mcnish joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mutuals Holdings Corp	Stockholder	1 Apr 2004	75% - 100%	75-2545550
Daniel Stuart Ahrens	President	1 Apr 2004	Other	2000128
Mutual Capital Alliance	Stockholder	1 Apr 2004	75% - 100%	75-2545550
Inc Mutual Capital Alliance	Stockholder	1 Apr 2004	75% - 100%	75-2545550
Michael James Henry	Cco	1 Sep 2005	Other	4592472
Charles Louis Norton	Vice president/portfolio mgr	1 Sep 2005	Other	2780934
David Edward Scott	Chief compliance officer	1 Sep 2006	Other	5221545
Laurie Patriece Robertscheatham	President & coo	1 Jan 2007	Other	2492833
Eric Sol Lansky	President & coo	1 Dec 2008	Other	2184607
Jeffery Brent Middleswart	Chief investment manager	1 Feb 2010	Other	2409617
Jerry John Szilagyi	President & coo	1 Apr 2011	Other	1156349
William Steven Mcnish	Chief compliance officer	1 Sep 2013	Other	5907999

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Andrew Sapio	Shareholder	1 Jun 1994	50% - 75%	2091535

Based in Dallas

The principal office where Mutuals Advisors, Inc. performs its advisory services is located at 700 N. Pearl, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-953-0066 or by fax 214-953-1545. The normal business hours are 9:00a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.mutuals.com.