Tasker Cooper Smith Zenith Group LLC (Santa Rosa)

Name: Tasker Cooper Smith Zenith Group LLC
Address: 3550 Round Barn Blvd, Santa Rosa, CA, 95403
Telephone: 707-522-6270

Tasker Cooper Smith Zenith Group LLC is a large advisory firm based in Santa Rosa. It manages $487 million of regulatory assets for 735 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Nevada, and Texas.

Tasker Cooper Smith Zenith Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tasker Cooper Smith Zenith Group: assets under management

The assets under management (AUM) of Tasker Cooper Smith Zenith Group LLC is $487 million. The firm's AUM has grown by 47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $341 million in discretionary accounts and $146 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $524.62 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.72 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tasker Cooper Smith Zenith Group LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tasker Cooper Smith Zenith Group LLC

Rick Lane Tasker has been acting as President since 1 Jan 1996. Irwin Rothenberg joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rick Lane Tasker	President	1 Jan 1996	25% - 50%	728427
Martel Jed Cooper	Vice president	1 Jan 1999	25% - 50%	857289
M Smith	Treasurer and chief financial officer	1 Jan 1999	25% - 50%	2558680
Kirk Waite Mulligan	Director of retirement plan services and business development	1 May 2000	Other	824077
Llc Lf Global Investments	Member	1 Jun 2000	Other	33-0663884
Thelia A. Eagan	Registered investment advisor	1 Dec 2001	Other	4499078
Irwin Rothenberg	Vice president	1 Jan 2002	Other	2656706
Llp Pisenti & Brinker	Member	1 Jan 2002	Other	94-1585562

Based in Santa Rosa

The principal office where Tasker Cooper Smith Zenith Group LLC performs its advisory services is located at 3550 Round Barn Blvd, Santa Rosa, CA 95403, which is also the mailing address of the firm. An additional office of the firm is in San Rafael, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 707-522-6270 or by fax 707-522-6274. The normal business hours are 6:30am - 5:30pm on Monday - Friday. You can find more information about the New York firm at www.tcszenith.com.