Global ALPha Alliance Ltd (Santa Barbara)

Name: Global ALPha Alliance Ltd
Address: 30 El Paseo Building, Santa Barbara, CA, 93101
Telephone: 805-879-1699

Global ALPha Alliance Ltd is a large advisory firm based in Santa Barbara. It manages $37.21 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Global ALPha Alliance provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Global ALPha Alliance: assets under management

The assets under management (AUM) of Global ALPha Alliance Ltd is $37.21 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $37.21 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.4 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Global ALPha Alliance Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Global ALPha Alliance Ltd

Timothy Patrick Mccormack has been acting as President since 1 Jan 2006. Santa Barbara Alpha Strategies joined the executive team most recently as the Corporation.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Santa Barbara Alpha Strategies	Corporation	1 Jan 2006	75% - 100%	113202
Timothy Patrick Mccormack	President	1 Jan 2006	75% - 100%	1714984
Jesse Jon Redmond	Treasurer and cfo	1 Jan 2006	Other	2987584
Justin Joseph Pawl	Secretary	1 Jan 2006	Other	3217488
Laura Anne Pyle	Sr. vice president, director of operations	1 Jan 2006	Other	5113396

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Patrick Mccormack	President, chief executive officer, chairman of the board, sole shareholder, cio and cco	1 Aug 1997	75% - 100%	1714984

Based in Santa Barbara

The principal office where Global ALPha Alliance Ltd performs its advisory services is located at 30 El Paseo Building, Santa Barbara, CA 93101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-879-1699 or by fax 805-962-6875. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.globalalphaalliance.com.