Rochdale Investment Management Inc. (New York)


Rochdale Investment Management Inc. is a large advisory firm based in New York. It manages $988.47 million of regulatory assets for 1,847 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, California, and 31 other states.

Logo

Rochdale Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rochdale Investment Management: assets under management

The assets under management (AUM) of Rochdale Investment Management Inc. is $988.47 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $988.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $535.18 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rochdale Investment Management Inc. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rochdale Investment Management Inc.

Carl Acebes has been acting as President since 1 Jan 1997. Lane Steven Bucklan joined the executive team most recently as the Chief Compliance Officer Vice President.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Rochdale Corporation Shareholder 1 Jul 1986 75% - 100% 04-2547905
David Michael Coiro Vice president, secretary 1 Jul 1986 Other 50327
Garrett Richard Dalessandro President and chief executive officer 1 Jan 1997 Other 1910929
Carl Acebes Director 1 Jan 1997 Other 664
Tod Jeffrey Toy Senior portfolio manager 1 Jan 1997 Other 448626
Andrew Michael Miranda Chief operating officer, finop, vice president 1 Jan 1997 Other 2359548
John Thomas Buckley Vice president 1 Jan 1997 Other 1174619
Lane Steven Bucklan Chief compliance officer - vice president 1 Aug 2000 Other 2519156

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Carl Acebes Director 1 Jan 1975 50% - 75% 664

Based in New York

The principal office where Rochdale Investment Management Inc. performs its advisory services is located at 570 Lexington Ave, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-702-3500 or by fax 212-588-3414. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.rochdale.com.