Timing Strategies Corp (Mercerville)

Timing Strategies Corp is a large advisory firm based in Mercerville. It manages $104.64 million of regulatory assets for 130 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New Jersey.

Timing Strategies Corp provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Timing Strategies Corp: assets under management

The assets under management (AUM) of Timing Strategies Corp is $104.64 million. The firm's AUM has grown by 46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.49 million in discretionary accounts and $65.15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $376.12 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.61 million.

Investments

The firm invests in investment and business development companies the most. They account for 65% of the total AUM. The second-largest asset type is exchange traded securities, which make up 10% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Timing Strategies Corp for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Roger Erwin Klein serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Roger Erwin Klein is high net worth individuals with 28 clients and $91.94 million of assets under management. Among the 9 most similar advisory firms, Timing Strategies Corp has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $104.64 million for 73 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Timing Strategies Corp doesn't advise any private funds.

Careers at Timing Strategies Corp

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Roger Erwin Klein has been acting as President since 1 May 1982. Patricia Ann Klein joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roger Erwin Klein	President	1 May 1982	75% - 100%	4372678
Roger E. Klein	President	1 May 1982	75% - 100%	4372678
Patricia Ann Klein	Chief compliance officer	1 Sep 2004	Other	4993906

Based in Mercerville

The principal office where Timing Strategies Corp performs its advisory services is located at One Nami Ln, Mercerville, NJ 08619, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 609-588-4444 or by fax 609-588-4440. The normal business hours are 8:30am-4:30pm on Monday - Friday.