Americu Capital Management, LLC (Rome)


Americu Capital Management, LLC is a mid-sized advisory firm based in Rome. It manages $68.59 million of regulatory assets for 657 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Florida, New Jersey, and New York.

Americu Capital Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and advisory consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Americu Capital Management: assets under management

The assets under management (AUM) of Americu Capital Management, LLC is $68.59 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $68.59 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $104.39 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 89% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 9% of the firm’s portfolio. Investments in exchange traded securities form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Americu Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Americu Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Americu Capital Management is individuals with 391 clients and $66.1 million of assets under management. Among the 6 most similar advisory firms, Americu Capital Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $68 million for 393 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Americu Capital Management doesn't advise any private funds.

Careers at Americu Capital Management, LLC

The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Patrick James Dooley has served as the Chief Investment Officer since 1 Mar 2004. Ronald E Belle joined the executive team most recently as the Chief Experience Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark A. Pfisterer Chief executive manager 1 Mar 2004 Other 4889403
Patrick James Dooley Chief investment officer/chief compliance officer 1 Mar 2004 Other 2856559
Americu Credit Union Owner 1 Mar 2004 75% - 100% 15-0542361
Mark Alan Pfisterer Chief executive manager 1 Mar 2004 Other 4889403
James Thomas Lombardo Chief operations manager 1 Mar 2004 Other 3028173
Laura Ann Bentz Chief compliance officer 1 Oct 2015 Other 2831444
Laura Ann Novak Chief compliance officer 1 Oct 2015 Other 2831444
Ronald E Belle Chief experience officer 1 Oct 2018 Other 2177562
Ronald Ernest Belle Chief experience officer 1 Oct 2018 Other 2177562

Based in Rome

The principal office where Americu Capital Management, LLC performs its advisory services is located at 231 Hill Road, Rome, NY 13441, which is also the mailing address of the firm. An additional office of the firm is in Liverpool, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 315-356-3236 or by fax 315-356-3141. The normal business hours are 9:00 a.m.- 5:00 p.m. on Monday - Friday.