Se connecter Inscription gratuite

William Harris Investors, Inc. (Chicago)


William Harris Investors, Inc. is a large advisory firm based in Chicago. It manages $1.63 billion of regulatory assets for 419 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Illinois, Massachusetts, Minnesota, and New York.

Logo



William Harris Investors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

William Harris Investors: assets under management

The assets under management (AUM) of William Harris Investors, Inc. is $1.63 billion. The firm's AUM has grown by 52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.6 billion in discretionary accounts and $25.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.16 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $775.76 thousand.
William Harris Investors has custody of $1.53 billion in cash and securities for 386 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay William Harris Investors, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Chicago

The principal office where William Harris Investors, Inc. performs its advisory services is located at 191 N Wacker Drive, Chicago, IL 60606 1899, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-621-0590 or by fax 312-621-0984. The normal business hours are 8:30am to 5pm on Monday - Friday. You can find more information about the New York firm at whi.com/.


Registered investment advisers similar to William Harris Investors, Inc.