Hbos Investment Advisor Inc. (New York)

Hbos Investment Advisor Inc. is a large advisory firm based in New York. It manages $2.2 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Hbos Investment Advisor provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hbos Investment Advisor: assets under management

The assets under management (AUM) of Hbos Investment Advisor Inc. is $2.2 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $2.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.2 billion each.

Careers at Hbos Investment Advisor Inc.

Michael John Deakin has been acting as President since 1 Oct 2001. Lloyds Banking Group Plc joined the executive team most recently as the Common Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Clerical Medical Investment Management Limited	Common stockholder	1 Oct 2001	75% - 100%	foreign
Philip Andrew Hodkinson	Director & president	1 Oct 2001	Other	4476095
Michael John Deakin	Director	1 Oct 2001	Other	4476102
Douglas Ferrans	Director & vice president	1 Oct 2001	Other	4476097
Insight Investment Management Limited	Common stockholder	1 Oct 2001	75% - 100%	foreign
Elizabeth Wilson	Compliance officer	1 Nov 2001	Other	4477446
Lolita Mauricio Lazaro	Secretary	1 Nov 2001	Other	4477465
Elizabeth Wilson	Secretary	1 Dec 2002	Other	4477446
Michael Nathaniel Obolensky	Compliance officer	1 Dec 2002	Other	4624995
Alan Denholm	Director & vice president	1 Oct 2003	Other	4723783
Keith Alan Lovett	Director	1 Mar 2005	Other	4937224
Joy Angela Fitzgerald	Secretary	1 Apr 2007	Other	5319674
Douglas Ferrans	Chairman of the board of directors & president	1 Jun 2007	Other	4476097
Neil Alistair Easson	Treasurer	1 Jun 2007	Other	5375238
John Hope	Director & vice president	1 Jun 2007	Other	5379422
Lee Palmer	Director and vice president	1 Mar 2008	Other	5509616
Charles Farquharson	Chairman of the board and president	1 Oct 2008	Other	5615773

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Clerical Medical Investment Group (Holdings) Limited	Ordinary shareholder	1 Jan 1998	75% - 100%	foreign
Hbos Financial Services Limited	Ordinary shareholder	1 Jan 1998	75% - 100%	foreign
Halifax Group Plc	Ordinary shareholder	1 Jul 1999	75% - 100%	foreign
Hbos Plc	Ordinary shareholder	1 Sep 2001	75% - 100%	foreign
Clerical Medical Investment Group Limited	Ordinary shareholder	1 Oct 2001	75% - 100%	foreign
Hbos Insurance & Investment Group Limited	Ordinary shareholder	1 Mar 2002	75% - 100%	foreign
Hbos Plc	Ordinary shareholder	1 Jul 2002	75% - 100%	foreign
Hbos Insurance & Investment Group Limited	Ordinary shareholder	1 Dec 2004	75% - 100%	foreign
Lloyds Banking Group Plc	Common shareholder	1 Jan 2009	75% - 100%	98-0605497

Based in New York

The principal office where Hbos Investment Advisor Inc. performs its advisory services is located at 1095 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.