Dialectic Capital Management, LP (New York)


Dialectic Capital Management, LP is an adviser based in New York. It manages $4.91 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of New York.

Dialectic Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dialectic Capital Management: assets under management

The assets under management (AUM) of Dialectic Capital Management, LP is $4.91 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and $4.91 million of the total AUM is attributable to clients outside of the United States.

The firm manages $4.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.91 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dialectic Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dialectic Capital Management serves?

The only and largest group of clients of Dialectic Capital Management is pooled investment vehicles with 1 clients and $4.91 million of assets under management. Among the 7 most similar advisory firms, Dialectic Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.91 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Dialectic Capital Management also advises several private funds. Namely, one real estate fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Dialectic Capital Management, LP

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lindsay Kipnes Gourevitch Chief financial officer 1 Nov 2004 Other 4237033
John Aaron Fichthorn General partner 1 Sep 2015 50% - 75% 4049679
Jonathan James Mortimer Bailey General partner 1 Sep 2015 Other 3120267
Bernadette Murphy Chief compliance officer 1 Sep 2015 Other 6557947
Bernard Joseph Eastwood General partner 1 Sep 2015 25% - 50% 6557948
John Aaron Fichthorn General partner 1 Oct 2015 75% - 100% 4049679
Bernadette Murphy Chief compliance officer 1 Oct 2015 Other 6557947
Jonathan James Mortimer Bailey General partner 1 Oct 2015 Other 3120267
Bernard Joseph Eastwood General partner 1 Oct 2015 25% - 50% 6557948
Lance Adam Kravitz Chief financial officer 1 Dec 2015 Other 2051930

Based in New York

The principal office where Dialectic Capital Management, LP performs its advisory services is located at 450 Lexington Ave, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-230-3220. The normal business hours are 9:00am - 5:00pm on Monday - Friday.