Envestnet Advisory Corp. (Chicago)

Name: Envestnet Advisory Corp.
Address: 35 East Wacker Drive, Ste. 1600, Chicago, IL, 60601 2206
Telephone: 312-827-2800

Envestnet Advisory Corp. is a large advisory firm based in Chicago. It manages $41 million of regulatory assets for 120 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Florida, and 15 other states.

Envestnet Advisory Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Envestnet Advisory Corp: assets under management

The assets under management (AUM) of Envestnet Advisory Corp. is $41 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $341.67 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Envestnet Advisory Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Envestnet Advisory Corp.

John Robert Merrell has been acting as President since 1 Sep 2001. Stephen Patrick Lavey joined the executive team most recently as the Vice President, Cfo, Treasurer, Managing Director And Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. The Envestnet Group	Shareholder	1 May 2000	75% - 100%	36-4368834
Judson Taft Bergman	Chairman, ceo and director	1 May 2000	Other	1175054
Stephen Patrick Lavey	Vice president, cfo, treasurer and director	1 May 2000	Other	4199309
Brandon Rockwell Thomas	Vice president and secretary	1 May 2000	Other	2071577
James Winfield Lumberg	Vice president and managing director	1 May 2000	Other	2162416
Mary Lehman Maclachlan	President, cio and director	1 May 2000	Other	2776782
Linda Ann Bercher	Vice president	1 May 2000	Other	729450
Tania Hanford Neild	Vice president and chief technology officer	1 Jul 2000	Other	4380333
Judson Taft Bergman	Chairman, president, ceo and director	1 May 2001	Other	1175054
Brandon Rockwell Thomas	Vice president, chief investment officer and secretary	1 May 2001	Other	2071577
Stephen Patrick Lavey	Vice president, cfo, treasurer, managing director and director	1 Sep 2001	Other	4199309
Brandon Rockwell Thomas	Vice president, chief investment officer managing director and secretary	1 Sep 2001	Other	2071577
Tania Hanford Neild	Vice president, managing director and chief technology officer	1 Sep 2001	Other	4380333
Dottie Mae Demark	Vice president and chief compliance officer	1 Sep 2001	Other	1250802
John Robert Merrell	President	1 Sep 2001	Other	1240246
William C. Crager	Executive vice president and managing director	1 Sep 2001	Other	4451682
Thomas Toku Yanari	Senior vice president	1 Sep 2001	Other	1631099

Based in Chicago

The principal office where Envestnet Advisory Corp. performs its advisory services is located at 35 East Wacker Drive, Ste. 1600, Chicago, IL 60601 2206, which is also the mailing address of the firm. An additional office of the firm is in Denver, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-827-2800 or by fax 312-827-2801. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.envestnet.com.