Omt Capital Management, LLC (San Francisco)

Name: Omt Capital Management, LLC
Address: 555 Montgomery St, San Francisco, CA, 94111
Telephone: 415-296-8100

Omt Capital Management, LLC is a large advisory firm based in San Francisco. It manages $150.02 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Omt Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Omt Capital Management: assets under management

The assets under management (AUM) of Omt Capital Management, LLC is $150.02 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 149% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $150.02 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15 million each.

Omt Capital Management has custody of $39.88 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Omt Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Omt Capital Management, LLC

Thomas David Henwood has served as the Chief Investment Officer since 1 May 1998. Paul Sagara joined the executive team most recently as the Chief Operations Officer, Chief Compliance Officer & Sr Analyst.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas David Henwood	Chief investment officer	1 May 1998	Other	243536
Josh Wilson	Portfolio manager	1 Oct 2002	Other	5904981
Thomas & Carol Henwood 2001 Irrevocable Trust	Member	1 Dec 2002	25% - 50%	22-6174272
Thomas David Henwood	Trustee	1 Dec 2002	50% - 75%	243536
Carol Henwood	Trustee	1 Dec 2002	50% - 75%	5296761
Paul Sagara	Cco	1 Oct 2004	Other	5043954
Michael O'brien	Analyst	1 May 2008	Other	4386805
Richard Duff	President and chief compliance officer	1 May 2010	Other	3078994
Paul Sagara	Chief operations officer, chief compliance officer & sr analyst	1 Feb 2015	Other	5043954
Michael O'brien	Portfolio manager	1 Feb 2015	Other	4386805

Based in San Francisco

The principal office where Omt Capital Management, LLC performs its advisory services is located at 555 Montgomery St, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-296-8100 or by fax 415-296-8144. The normal business hours are 6:00 a.m. - 3:30 p.m. on Monday - Friday. You can find more information about the New York firm at omtcapital.com.