Moore Capital Management, LP (New York)

Name: Moore Capital Management, LP
Address: 11 Times Square, New York, NY, 10036
Telephone: 212 782-7000

Moore Capital Management, LP is a large advisory firm based in New York. It manages $34.2 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Florida.

Moore Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Moore Capital Management: assets under management

The assets under management (AUM) of Moore Capital Management, LP is $34.2 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and $34.2 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $34.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.89 billion each.

Moore Capital Management has custody of $34.2 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Moore Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Moore Capital Management serves?

The only and largest group of clients of Moore Capital Management is pooled investment vehicles with 7 clients and $34.2 billion of assets under management. Among the 7 most similar advisory firms, Moore Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $34.2 billion for 7 clients. 43% of the firm’s clients are foreign persons or businesses.

Moore Capital Management also advises several private funds. Namely, ten hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Moore Capital Management, LP

The company employs 349 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Louis Moore Bacon	Chairman, chief executive officer of moore capital management, lp	1 Mar 1989	Other	1243305
Louis Moore Bacon	Director, chairman, chief executive officer of moore financial services, inc.	1 Sep 1994	75% - 100%	1243305
Mildred Elaine Crocker	Director, president of moore capital management, lp; director of moore financial services, inc.	1 Jan 1995	Other	2791311
L.L.C. Moore Capital Advisors	General partner of moore capital management, lp	1 Apr 1995	75% - 100%	19-3-3809576
Richard Andrew Axilrod	Director, managing director of moore capital management, lp; director of moore financial services, inc.	1 Aug 1997	Other	1883057
Larry Mario Noe	Director, moore capital asia limited; vice president (tax director), moore financial services, inc.	1 May 1999	Other	6027656
Patrick Joseph Finley	Chief compliance officer of moore capital management, lp	1 Aug 1999	Other	1235818
Lp Moore Capital Management	Shareholder of moore holdings (bahamas) ltd.	1 Dec 2002	75% - 100%	26-3319657
Anthony Joseph Deluca	Director, chief financial officer of moore capital management, lp; director of moore financial services, inc.	1 Oct 2006	Other	3240618
Limited Mecm	Managing member of moore europe capital management, llp	1 Dec 2006	75% - 100%	98-0169205
James Evan Kaye	Director, chief legal officer, moore capital management, lp	1 Feb 2007	Other	6020328
Gregory John Coffey	Limited partner of moore capital management, lp	1 Nov 2008	Other	6017695
Scott Martin Lawin	Director, chief operating officer of moore capital management, lp; director of moore financial services, inc.	1 Jan 2010	Other	2709609
Lp Moore Capital Management	Shareholder of moore capital asia limited	1 Jan 2010	75% - 100%	26-3319657
Denise Mason Jeffries	Director, moore capital asia limited	1 Jan 2010	Other	4415972
Larry Mario Noe	Director, moore capital asia limited, moore cap switzerland, gmbh	1 Jan 2010	Other	6027656
James Evan Kaye	Director, moore capital asia limited, moore cap switzerland, gmbh	1 Jan 2010	Other	6020328
Gaurav Grover	Director, moore capital asia limited	1 Mar 2010	Other	6027684
Llc Mecm Holdings	Shareholder of moore cap switzerland, gmbh	1 Mar 2010	75% - 100%	26-3319657
Jacques Eugene Iffland	Director, moore cap switzerland, gmbh	1 Mar 2010	Other	6027680
Paul Reeve Stimson	Chief operating officer of moore europe capital management, llp	1 Oct 2011	Other	6174843
Zack Hampton Bacon	Director of moore capital management, lp and moore financial services, inc.	1 Feb 2012	Other	4412959
Lp Moore Capital Management	General partner of moore abs fund gp, lp	1 May 2016	Other	26-3319657
L.L.C. Moore Capital Advisors	Limited partner of moore abs fund gp, lp	1 May 2016	75% - 100%	19-3-3809576

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Louis Moore Bacon	Member	1 Sep 1999	75% - 100%	1243305
Kendall Investments Llc	Member	1 Nov 2002	25% - 50%	13-4093322
Llc Kendall Management Investments	Member	1 Nov 2002	50% - 75%	13-4135141
Louis Moore Bacon	Shareholder	1 Nov 2002	75% - 100%	1243305
Llc Moore Capital Holdings	Member	1 Nov 2002	75% - 100%	06-1653972
Inc. Mcm Group Holdings	Member	1 Dec 2002	75% - 100%	06-1270513
Llc Mecm Holdings	Shareholder	1 Aug 2008	75% - 100%	26-3319657
Lp Moore Capital Management	Member	1 Aug 2008	75% - 100%	26-3319657

Based in New York

The principal office where Moore Capital Management, LP performs its advisory services is located at 11 Times Square, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Miami, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 782-7000 or by fax 212 782-7194. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at moorecap.com.