Climber Capital Sa (Nyon, Vaud)

Climber Capital provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Climber Capital: assets under management

The assets under management (AUM) of Climber Capital Sa is $185.61 million. The firm's AUM has grown by 242% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $139.18 million in discretionary accounts and $46.42 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.63 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $11.61 million.

Investments

The firm invests in investment and business development companies the most. They account for 40% of the total AUM. The second-largest asset type is exchange traded securities, which make up 38% of the firm’s portfolio. Investments in investment grade corporate bonds form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Climber Capital Sa for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas Walter Léonard Heppel serves?

The only and largest group of clients of Thomas Walter Léonard Heppel is high net worth individuals with 25 clients and $185.61 million of assets under management. Among the 11 most similar advisory firms, Climber Capital has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $185.61 million for 25 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Climber Capital doesn't advise any private funds.

Careers at Climber Capital Sa

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas Walter Léonard Heppel has been acting as President since 1 Aug 2016. Rene Zagolin joined the executive team most recently as the Director.

Direct owners and executive officers

Based in Nyon, Vaud

The principal office where Climber Capital Sa performs its advisory services is located at Grand Rue 15, Nyon, Vaud, 1260, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +41 22 361 66 11 or by fax +41 22 362 66 08. The normal business hours are 9:00am-6:00pm on Monday - Friday. You can find more information about the New York firm at climbercapital.ch.

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