Palladium Equity Partners Advisor, LLC (New York)

Name: Palladium Equity Partners Advisor, LLC
Address: 1270 Avenue Of The Americas, New York, NY, 10020 1806
Telephone: 212-218-5150

Palladium Equity Partners Advisor, LLC is a large advisory firm based in New York. It manages $3.2 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Palladium Equity Partners Advisor provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Palladium Equity Partners Advisor: assets under management

The assets under management (AUM) of Palladium Equity Partners Advisor, LLC is $3.2 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 191% since the beginning of its operation, and $122.96 million of the total AUM is attributable to clients outside of the United States.

The firm manages $3.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $799.14 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Palladium Equity Partners Advisor, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Marcos Rodriguez serves?

The only and largest group of clients of Marcos Rodriguez is pooled investment vehicles with 4 clients and $3.2 billion of assets under management. Among the 9 most similar advisory firms, Palladium Equity Partners Advisor has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.2 billion for 4 clients. 25% of the firm’s clients are foreign persons or businesses.

Palladium Equity Partners Advisor also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Palladium Equity Partners Advisor, LLC

The company employs 41 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Marcos Rodriguez has been acting as President since 1 May 2011. Caleb Hodges Clark joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marcos Rodriguez	Chairman/ceo	1 May 1997	Other	4619394
Kevin Louis Reymond	Chief financial officer	1 Jul 2001	Other	6026721
Llc Palladium Capital Management	Relying adviser	1 Jul 2003	Other	01-0792042
Marcos Rodriguez	Managing member palladium capital management, llc (relying adviser)	1 Jul 2003	Other	4619394
Kevin Louis Reymond	Managing director palladium capital management, llc (relying adviser)	1 Jul 2003	Other	6026721
David Perez	Managing director palladium capital management, llc (relying adviser)	1 Dec 2003	Other	2838214
Llc Palladium Capital Management Iii	Relying adviser	1 May 2004	Other	43-2055488
Marcos Rodriguez	Managing member palladium capital management iii, llc (relying adviser)	1 May 2004	Other	4619394
David Perez	Managing director palladium capital management iii, llc (relying adviser)	1 May 2004	Other	2838214
Kevin Louis Reymond	Managing director palladium capital management iii, llc (relying adviser)	1 May 2004	Other	6026721
Alejandro Ventosa	Managing director palladium capital management, llc (relying adviser)	1 Dec 2004	Other	2589189
Erik Anderson Scott	Managing director palladium capital management, llc (relying adviser)	1 Sep 2010	Other	2089345
Luis Zaldivar	Managing director palladium capital management, llc (relying adviser)	1 Sep 2010	Other	3149736
Marcos Rodriguez	Chairman/ceo of registrant and relying advisers	1 May 2011	Other	4619394
Erik Anderson Scott	Managing director of registrant and relying advisers	1 May 2011	Other	2089345
Luis Zaldivar	Managing director of registrant and relying advisers	1 May 2011	Other	3149736
David Perez	President/coo of registrant & relying advisers	1 May 2011	Other	2838214
Kevin Louis Reymond	Chief financial officer of registrant & relying advisers	1 May 2011	Other	6026721
Alejandro Ventosa	Managing director	1 May 2011	Other	2589189
Eugenie Marie Cesar Fabian	Chief compliance officer/general counsel of registrant and relying advisers	1 Jun 2011	Other	5866159
David Perez	President/coo	1 Jan 2012	Other	2838214
Llc Palladium Capital Management Iv	Relying adviser	1 Jun 2012	Other	45-4475700
Llc Palladium Capital Management V	Relying advisor	1 Dec 2016	Other	81-5124759
Adam Lee Shebitz	Managing director	1 Jan 2017	Other	4849235
Daniel Ilundain	Managing director	1 Jan 2017	Other	6927339
Justin Ryan Green	Managing director	1 Jan 2017	Other	6927341
Caleb Hodges Clark	Managing director	1 Jan 2018	Other	6927342

Based in New York

The principal office where Palladium Equity Partners Advisor, LLC performs its advisory services is located at 1270 Avenue Of The Americas, New York, NY 10020 1806, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-218-5150 or by fax 212-218-5155. The normal business hours are 9:00am - 6:00pm est on Monday - Friday. You can find more information about the New York firm at palladiumequity.com.