Signal Capital Management,Inc. (Evansville)

Signal Capital Management,Inc. is a large advisory firm based in Evansville. It manages $2.19 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Illinois, Indiana, Kentucky, and 3 other states.

Signal Capital Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Signal Capital Management: assets under management

The assets under management (AUM) of Signal Capital Management,Inc. is $2.19 billion. The firm's AUM has gone down by -23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $225.88 million in discretionary accounts and $1.97 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $56.47 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.97 billion.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Signal Capital Management,Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Signal Capital Management,Inc.

John Charles Silletto has been acting as President since 1 Mar 2002. David Lee Keller joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
American National Trust & Investment Company	Parent company	1 Mar 2002	75% - 100%	00-0000000
John Charles Silletto	President/cio	1 Mar 2002	Other	4535308
Cynthia Kennan Mcdonald	Cfo	1 Mar 2002	Other	1599707
Stephen Allison Keck	Chief investment strategist	1 Mar 2002	Other	4535321
Mark William Cremonie	Senioer investment officer	1 Mar 2002	Other	1755179
Jeffrey L. Knight	Secretary	1 Mar 2002	Other	4535345
Donna Michel Saiko	Senior investment officer	1 Mar 2002	Other	1322015
Jeffrey Lin Knight	Director/secretary	1 Mar 2002	Other	4535345
Rachael Lynn Wiegand	Compliance officer	1 May 2002	Other	2740947
Christopher Lawrence Melton	Director	1 Oct 2002	Other	1716089
John Samuel Poelker	Director	1 Oct 2002	Other	4562227
Constance Madison Feys	Compliance officer	1 Jan 2004	Other	721718
Thomas Franklin Clayton	Director	1 Feb 2004	Other	4781234
Terri E'lynn Matchett	Director	1 Feb 2004	Other	4782089
Michael Ray Hinton	Director	1 Aug 2004	Other	4851332
Caroline Jo Ellspermann	Director	1 Aug 2004	Other	2778087
Jeff Charles Mantock	Director	1 Aug 2005	Other	4559478
David Lee Keller	Chief compliance officer	1 Oct 2005	Other	4634566

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Old National Bancorp	American national trust & investment company	1 Mar 2002	75% - 100%	00-0000000

Based in Evansville

The principal office where Signal Capital Management,Inc. performs its advisory services is located at One Main Street, Evansville, IN 47708, which is also the mailing address of the firm. An additional office of the firm is in Indianapolis, IN. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 1-800-213-6690 or by fax 1-812-464-1428. The normal business hours are 8:00am to 5:00pm cst on Monday - Friday.