Archview Investment Group LP (New Canaan)

Name: Archview Investment Group LP
Address: 687 Smith Ridge Road, New Canaan, CT, 06840
Telephone: 917-922-6800

Archview Investment Group LP is a large advisory firm based in New Canaan. It manages $168.77 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Connecticut.

Archview Investment Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Archview Investment Group: assets under management

The assets under management (AUM) of Archview Investment Group LP is $168.77 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -51% since the beginning of its operation, and $113.08 million of the total AUM is attributable to clients outside of the United States.

The firm manages $168.77 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.13 million each.

Archview Investment Group has custody of $77.46 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Archview Investment Group LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Archview Investment Group serves?

The only and largest group of clients of Archview Investment Group is pooled investment vehicles with 6 clients and $168.77 million of assets under management. Among the 14 most similar advisory firms, Archview Investment Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $168.77 million for 6 clients. 83% of the firm’s clients are foreign persons or businesses.

Archview Investment Group also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $2,000,000.

Careers at Archview Investment Group LP

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Archview Gp Llc	General partner	1 Sep 2008	Other	26-3446497
John Weber Humphrey	Co-chief investment officer/limited partner	1 Sep 2008	25% - 50%	1963674
Jeffrey Scott Jacob	Co-chief investment officer/limited partner	1 Sep 2008	25% - 50%	2275467
Aaron Marc Rosen	Director of research/limited partner	1 Jan 2009	Other	4901821
Robert Michael Ryan	Chief operating officer/chief compliance officer/limited partner	1 Oct 2009	Other	5833711
Peter Grant Carey	Head of business development/limited partner	1 Apr 2013	Other	4692306
Allen Daniel Michel	Chief compliance officer	1 Jan 2016	Other	6600015
Jeffrey Scott Jacob	Chief compliance officer	1 Jan 2018	25% - 50%	2275467
Blair Timothy Lehnert	Trader	1 Jan 2018	Other	2505177

Based in New Canaan

The principal office where Archview Investment Group LP performs its advisory services is located at 687 Smith Ridge Road, New Canaan, CT 06840, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 917-922-6800. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at archviewlp.com/.