L.D. Lowe Wealth Advisory, Inc. (Dallas)

Name: L.D. Lowe Wealth Advisory, Inc.
Address: 8330 Lbj Freeway, Dallas, TX, 75243
Telephone: 972-335-2523

L.D. Lowe Wealth Advisory, Inc. is a large advisory firm based in Dallas. It manages $130.56 million of regulatory assets for 676 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Texas.

L.D. Lowe Wealth Advisory provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and consulting. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

L.D. Lowe Wealth Advisory: assets under management

The assets under management (AUM) of L.D. Lowe Wealth Advisory, Inc. is $130.56 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $130.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $193.14 thousand each.

Investments

The firm invests in other assets the most. They account for 36% of the total AUM. The second-largest asset type is exchange traded securities, which make up 31% of the firm’s portfolio. Investments in pooled investment vehicles form 24% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay L.D. Lowe Wealth Advisory, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lloyd Daniel Lowe serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Lloyd Daniel Lowe is individuals with 225 clients and $76.42 million of assets under management. Among the 11 most similar advisory firms, L.D. Lowe Wealth Advisory has the 4th highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $130.56 million for 255 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

L.D. Lowe Wealth Advisory doesn't advise any private funds.

Careers at L.D. Lowe Wealth Advisory, Inc.

The company employs 8 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Lloyd Daniel Lowe has been acting as President since 1 Sep 1999. Lauren Chastant joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lloyd Daniel Lowe	President	1 Sep 1999	75% - 100%	2474587
Lucinda Ann Lowe	Vice president	1 Sep 1999	Other	4279845
William M Pantuso	Cco	1 Jan 2013	Other	5198251
Sharon Marla Goldberg	Chief compliance officer	1 Mar 2015	Other	3103791
William Shane Brewer	Lead wealth advisor	1 Jul 2015	Other	2423600
Taylor Nicole Brewer	Chief compliance officer	1 Dec 2015	Other	6632339
Lauren Chastant	Chief compliance officer	1 Dec 2016	Other	6775800

Based in Dallas

The principal office where L.D. Lowe Wealth Advisory, Inc. performs its advisory services is located at 8330 Lbj Freeway, Dallas, TX 75243, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-335-2523 or by fax 972-335-6335. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ldloweplan.com.