Duckworth Wealth Advisors, Inc. (Newport Beach)

Name: Duckworth Wealth Advisors, Inc.
Address: 1500 Quail Street, Newport Beach, CA, 92660
Telephone: 949-629-4040

Duckworth Wealth Advisors, Inc. is a large advisory firm based in Newport Beach. It manages $162.43 million of regulatory assets for 110 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of California and Texas.

Duckworth Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and tax preparation. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Duckworth Wealth Advisors: assets under management

The assets under management (AUM) of Duckworth Wealth Advisors, Inc. is $162.43 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $162.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.48 million each.

Duckworth Wealth Advisors has custody of $4.93 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Duckworth Wealth Advisors, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Duckworth Wealth Advisors, Inc.

Michael Craig Duckworth has been acting as President since 1 Nov 2013. Kara Leigh Duckworth joined the executive team most recently as the Chief Compliance Officer/Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Craig Duckworth	President	1 Nov 2013	75% - 100%	3163945
Kara Leigh Duckworth	Chief compliance officer/secretary	1 Nov 2013	Other	3028626

Based in Newport Beach

The principal office where Duckworth Wealth Advisors, Inc. performs its advisory services is located at 1500 Quail Street, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-629-4040 or by fax 949-629-4041. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at duckworthwa.com.