Tag Eisneramper LLC (New York)

Tag Eisneramper LLC is a large advisory firm based in New York. It manages $92.09 million of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of New York.

Tag Eisneramper provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tag Eisneramper: assets under management

The assets under management (AUM) of Tag Eisneramper LLC is $92.09 million. The company doesn't manage any assets belonging to foreign clients.

Tag Eisneramper has custody of $9.07 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 42% of the total AUM. The second-largest asset type is investment and business development companies, which make up 24% of the firm’s portfolio. Investments in exchange traded securities form 24% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tag Eisneramper LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tag Eisneramper serves?

The only and largest group of clients of Tag Eisneramper is high net worth individuals with 6 clients and $92.09 million of assets under management. Among the 3 most similar advisory firms, Tag Eisneramper has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $92.09 million for 6 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Tag Eisneramper doesn't advise any private funds.

Careers at Tag Eisneramper LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tag Associates Llc	Managing member	1 Mar 2003	50% - 75%	116959
Eisneramper Holdings Llc	Managing member	1 Mar 2003	50% - 75%	37-1462189
Stanley Howard Pantowich	Authorized representative of managing member	1 Mar 2003	Other	4332318
Charles Weinstein	Authorized representative of managing member	1 Mar 2003	Other	4660934
Eisner Holdings Llc	Managing member	1 Mar 2003	50% - 75%	37-1462189
Timothy Patric Speiss	Authorized representative of managing member	1 May 2006	Other	2768044
David Eric Basner	Authorized representative of managing member	1 Mar 2007	Other	2584369
Jorge L Gonzalez	Chief compliance officer	1 Mar 2012	Other	5029188

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Tag Associates Holdings	Member	1 Jan 2002	75% - 100%	52-2328320
Eisneramper Llp	Member	1 Sep 2004	75% - 100%	13-1639826
Gary Lee Fuhrman	Chairman	1 Oct 2009	75% - 100%	1190508
David Eric Basner	President	1 Oct 2009	Other	2584369

Based in New York

The principal office where Tag Eisneramper LLC performs its advisory services is located at 810 Seventh Avenue, New York, NY 10019 5890, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-275-1500 or by fax 212-275-1510. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.