Capitol Peak Partners, Inc. (Denver)

Name: Capitol Peak Partners, Inc.
Address: 250 Fillmore Street, Denver, CO, 80206 5048
Telephone: 303-578-1026

Capitol Peak Partners, Inc. is a large advisory firm based in Denver. It manages $100.95 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Colorado.

Capitol Peak Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capitol Peak Partners: assets under management

The assets under management (AUM) of Capitol Peak Partners, Inc. is $100.95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $100.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.48 million each.

Capitol Peak Partners has custody of $100.95 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capitol Peak Partners, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Edward Floyd Fugger serves?

The only and largest group of clients of Edward Floyd Fugger is pooled investment vehicles with 2 clients and $100.95 million of assets under management. Among the 9 most similar advisory firms, Capitol Peak Partners has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $100.95 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Capitol Peak Partners also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Capitol Peak Partners, Inc.

The company employs 8 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Edward Floyd Fugger has been acting as President since 1 May 2017. Teresa Ann Miller Cunningham joined the executive team most recently as the Cco/Cfo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregg Leslie Engles	Director and chairman	1 May 2017	75% - 100%	7051455
Edward Floyd Fugger	President	1 May 2017	Other	3063496
Teresa Ann Miller Cunningham	Cco/cfo	1 Sep 2018	Other	5506664

Based in Denver

The principal office where Capitol Peak Partners, Inc. performs its advisory services is located at 250 Fillmore Street, Denver, CO 80206 5048, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-578-1026 or by fax 303-500-3148. The normal business hours are 8:00 a.m. to 5:00 p.m. mt on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/capitol-peak-partners.