Blueprint Wealth Alliance, LLC (Garden City)

Blueprint Wealth Alliance, LLC is a mid-sized advisory firm based in Garden City. It manages $80.32 million of regulatory assets for 393 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Florida, Massachusetts, and 4 other states.

Blueprint Wealth Alliance provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Blueprint Wealth Alliance: assets under management

The assets under management (AUM) of Blueprint Wealth Alliance, LLC is $80.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 71% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $80.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $204.38 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 83% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio. Investments in exchange traded securities form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Blueprint Wealth Alliance, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Blueprint Wealth Alliance serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Blueprint Wealth Alliance is high net worth individuals with 34 clients and $43.07 million of assets under management. Among the 1 most similar advisory firms, Blueprint Wealth Alliance has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $80.32 million for 181 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Blueprint Wealth Alliance doesn't advise any private funds.

Careers at Blueprint Wealth Alliance, LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Schiffmiller	Managing member	1 Jul 2016	Other	4222388
Jeffrey Aaron Levine	Chief compliance officer	1 Jul 2016	Other	5322983
Llc Bpw Holdings	Managing member	1 Jul 2016	75% - 100%	81-2974550
German Mauricio Ramirez	Managing director/cio	1 Aug 2016	Other	5005488
German Mauricio Ramirez	Managing director/cio	1 Dec 2016	Other	5005488
Patrick Michael Kuster	Chief operations officer / cco	1 Feb 2018	Other	5655190

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
German Mauricio Ramirez	Managing member	1 Nov 2016	25% - 50%	5005488
Patrick Michael Kuster	Managing member	1 Sep 2017	Other	5655190

Based in Garden City

The principal office where Blueprint Wealth Alliance, LLC performs its advisory services is located at 600 Old Country Road, Garden City, NY 11530, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-894-5122 or by fax 855-367-1700. The normal business hours are 9am - 5pm on Monday - Friday.