Stockwalk Investment Management, Inc. (Minneapolis)

Stockwalk Investment Management, Inc. is a large advisory firm based in Minneapolis. It manages $96 million of regulatory assets for 60 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Minnesota.

Stockwalk Investment Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stockwalk Investment Management: assets under management

The assets under management (AUM) of Stockwalk Investment Management, Inc. is $96 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $82 million in discretionary accounts and $14 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.39 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $14 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stockwalk Investment Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stockwalk Investment Management, Inc.

David Bruce Johnson has been acting as President since 1 Dec 2000. Eldon Charles Miller joined the executive team most recently as the Chairman Of The Board.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Eugene Dawkins	Chief executive officer	1 Dec 2000	Other	62841
Eldon Charles Miller	Chairman of the board	1 Dec 2000	Other	334711
David Bruce Johnson	President	1 Dec 2000	Other	259171
Jeffrey Lonn Houdek	Chief financial officer	1 Dec 2000	Other	2664944
Philip Theodore Colton	Secretary	1 Dec 2000	Other	4053864
John Elmer Feltl	Director	1 Dec 2000	Other	206117
Michael Bernard Schierman	Director of compliance	1 Dec 2000	Other	2353419

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Stockwalk Group	Parent co.	1 Dec 2000	75% - 100%	41-1756256

Based in Minneapolis

The principal office where Stockwalk Investment Management, Inc. performs its advisory services is located at 5500 Wayzata Blvd, Minneapolis, MN 55416, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 763-847-7356 or by fax 763-847-7316. The normal business hours are 8:00am - 5:00 pm on Monday - Friday.