Dohj, LLC (Seattle)

Name: Dohj, LLC
Address: 1215 4 Th Ave, Seattle, WA, 98161
Telephone: (206) 317-6822

Dohj, LLC is a large advisory firm based in Seattle. It manages $137.2 million of regulatory assets for 931 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Montana, Oregon, Texas, and Washington.

Dohj provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dohj: assets under management

The assets under management (AUM) of Dohj, LLC is $137.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $137.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $147.37 thousand each.

Dohj has custody of $137 million in cash and securities for 429 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 64% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 31% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dohj, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dohj serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Dohj is individuals with 421 clients and $108.3 million of assets under management. Among the 8 most similar advisory firms, Dohj has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $137.2 million for 432 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Dohj doesn't advise any private funds.

Careers at Dohj, LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bret Alexander Hamby	Chief financial officer	1 May 2019	25% - 50%	4885054
Brian Matthew Johnson	Ceo/managing member	1 May 2019	25% - 50%	5051031
Brian Richard Mohoric	Member	1 May 2019	Other	6628415
Sean Vaughn Owen	Member	1 May 2019	25% - 50%	4749769
Tracie A Mitchell	Chief compliance officer	1 May 2019	Other	4875868

Based in Seattle

The principal office where Dohj, LLC performs its advisory services is located at 1215 4 Th Ave, Seattle, WA 98161, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (206) 317-6822. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at vinoblegroup.com and its LinkedIn profile.