Smith Capital Investors, LLC (Denver)

Name: Smith Capital Investors, LLC
Address: 1430 Blake Street, Denver, CO, 80202 1316
Telephone: 303-597-5555

Smith Capital Investors, LLC is an investment adviser to an investment company based in Denver. It manages $46.99 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Colorado.

Smith Capital Investors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith Capital Investors: assets under management

The assets under management (AUM) of Smith Capital Investors, LLC is $46.99 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $46.99 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $23.49 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Smith Capital Investors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Smith Capital Investors serves?

The only and largest group of clients of Smith Capital Investors is investment companies with 2 clients and $46.99 million of assets under management. Among the 5 most similar advisory firms, Smith Capital Investors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $46.99 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Smith Capital Investors doesn't advise any private funds.

Careers at Smith Capital Investors, LLC

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Gibson Smith	Manager	1 Nov 2017	75% - 100%	2163325
Roberta Olson Tucker	Investor	1 Nov 2017	Other	2279575
Scott T Carlson	Investor	1 Nov 2017	Other	5581976
Kevin Andrew Branan	Chief compliance officer	1 Nov 2017	Other	6928886

Based in Denver

The principal office where Smith Capital Investors, LLC performs its advisory services is located at 1430 Blake Street, Denver, CO 80202 1316, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-597-5555. The normal business hours are 7:30am mt - 5:00pm mt on Monday - Friday. You can find more information about the New York firm at linkedin.com/in/gibson-smith-31383667/ and its LinkedIn profile.