Spectrum Advisory Corp (Deerfield)

Name: Spectrum Advisory Corp
Address: 482 Taupa Lane, Deerfield, IL, 60015
Telephone: 847-607-1209

Spectrum Advisory Corp is a multi-state adviser based in Deerfield. It manages $1.4 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.

Spectrum Advisory Corp provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Spectrum Advisory Corp: assets under management

The assets under management (AUM) of Spectrum Advisory Corp is $1.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $200 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Spectrum Advisory Corp for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Spectrum Advisory Corp

Robert Paul Moseson has been acting as President since 1 Jan 1986. Julie Erin Griswold joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Paul Moseson	President	1 Jan 1986	50% - 75%	341305
Leslie Irwin Golembo	Secretary/treasurer	1 Jan 1986	50% - 75%	224721
Horace Joseph Schwartz	Cfo	1 Sep 1986	Other	1883437
Leslie Irwin Golembo	Pres,sec,treas,dir	1 Oct 2001	75% - 100%	224721
Leslie Irwin Golembo	Shareholder	1 Jan 2002	50% - 75%	224721
Robert Paul Moseson	Ceo	1 Oct 2002	75% - 100%	341305
Julie Erin Griswold	Compliance officer	1 Oct 2004	Other	4927466
Julie Erin Griswold	Chief compliance officer	1 Apr 2005	Other	4927466

Based in Deerfield

The principal office where Spectrum Advisory Corp performs its advisory services is located at 482 Taupa Lane, Deerfield, IL 60015, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-607-1209 or by fax 847-607-1210. The normal business hours are 8:30am-4:00pm on Monday - Friday. You can find more information about the New York firm at mogolake@pai.com.