Emc Capital Advisors, LLC (Bannockburn)

Name: Emc Capital Advisors, LLC
Address: 2201 Waukegan Road, Bannockburn, IL, 60015
Telephone: 847-267-8700

Emc Capital Advisors, LLC is a large advisory firm based in Bannockburn. It manages $191.9 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013.

Emc Capital Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Emc Capital Advisors: assets under management

The assets under management (AUM) of Emc Capital Advisors, LLC is $191.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3802% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $191.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $191.9 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Emc Capital Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Charles Krautsack serves?

The only and largest group of clients of John Charles Krautsack is investment companies with 1 clients and $191.9 million of assets under management. Among the 12 most similar advisory firms, Emc Capital Advisors has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $191.9 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Emc Capital Advisors doesn't advise any private funds.

Careers at Emc Capital Advisors, LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Charles Krautsack has been acting as President since 1 Oct 2013. Inc. Emc Capital Management joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Emc Capital Management	Member	1 Oct 2013	50% - 75%	36-3569674
John Charles Krautsack	President	1 Oct 2013	50% - 75%	2088370
David Michael Kavanagh	Secretary	1 Oct 2013	25% - 50%	715753
Robin Ann Gerth	Chief compliance officer	1 Oct 2013	Other	1700773
Knollwood Investment Advisors Llc	Member	1 Oct 2013	25% - 50%	27-3886856
Llc Smbc Ventures	Member	1 Oct 2013	Other	26-4590161
Brian Douglas Proctor	Managing director	1 Oct 2013	Other	1826080
David F Polli	Managing director	1 Oct 2013	Other	6303285

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Michael Kavanagh	Shareholder	1 Jul 1988	75% - 100%	715753
Abdullah M.A Al Rayes	Shareholder	1 Dec 2003	75% - 100%	5402415
John Charles Krautsack	Trustee	1 Jan 2007	75% - 100%	2088370
Patrick Joseph Meehan	Managing member	1 Apr 2009	Other	5510764
Ltd Dearborn Capital Management	Managing member	1 Dec 2010	50% - 75%	36-3595396
Inc. Kia Holdings	Member	1 Mar 2012	25% - 50%	45-4905993
Centum Prata Holding Ag	Shareholder	1 May 2012	75% - 100%	98-0175875
John Krautsack Trust Ua 01/23/2007	Shareholder	1 Sep 2013	75% - 100%	34-4506750

Based in Bannockburn

The principal office where Emc Capital Advisors, LLC performs its advisory services is located at 2201 Waukegan Road, Bannockburn, IL 60015, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-267-8700 or by fax 847-267-8701. The normal business hours are 7:00am - 4:00pm on Monday - Friday. You can find more information about the New York firm at emccta.com/.