Inland Institutional Capital, LLC (Oak Brook)

Name: Inland Institutional Capital, LLC
Address: 2901 Butterfield Road, Oak Brook, IL, 60523
Telephone: 630-218-8000

Inland Institutional Capital, LLC is a large advisory firm based in Oak Brook. It manages $279.35 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Illinois.

Inland Institutional Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Inland Institutional Capital: assets under management

The assets under management (AUM) of Inland Institutional Capital, LLC is $279.35 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 755% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $279.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $279.35 million each.

Inland Institutional Capital has custody of $279.35 million in cash and securities for 1 client in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Inland Institutional Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients George Andrew Pandaleon serves?

The only and largest group of clients of George Andrew Pandaleon is pooled investment vehicles with 1 clients and $279.35 million of assets under management. Among the 13 most similar advisory firms, Inland Institutional Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $279.35 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Inland Institutional Capital also advises several private funds. Namely, one real estate fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Inland Institutional Capital, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

George Andrew Pandaleon has been acting as President since 1 May 2006. Ernest Fiorante joined the executive team most recently as the Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roberta Sue Matlin	Vice president and manager	1 May 2006	Other	1337495
George Andrew Pandaleon	President/manager	1 May 2006	Other	5965315
Alexander Michael Hlavacek	Vice president	1 Oct 2011	Other	6122788
Howard M Fields	Senior vice president	1 Sep 2012	Other	5749291
Mark Joseph Cosenza	Vice president	1 Dec 2012	Other	2499649
Tim Hutchison	Manager	1 May 2013	Other	6201854
Suzanne Irene Ballek	Chief compliance officer	1 Oct 2014	Other	5579423
Llc Investment Management Group	Inland institutional capital partners corporation	1 Dec 2014	75% - 100%	32-0453048
Janet Heintz	Secretary	1 Dec 2015	Other	6606755
Prashant Bodhanwala	Treasurer	1 Dec 2015	Other	2077413
Ernest Fiorante	Manager	1 Jun 2016	Other	6702271

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Goodwin	Director/shareholder	1 Jul 1982	50% - 75%	1472258
Inc. The Inland Group	Member	1 Dec 2014	75% - 100%	36-3189393

Based in Oak Brook

The principal office where Inland Institutional Capital, LLC performs its advisory services is located at 2901 Butterfield Road, Oak Brook, IL 60523, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-218-8000 or by fax 630-574-4306. The normal business hours are 8:45 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at inlandinstitutional.com.