E. Batoff & Co., Inc. (Miami)

E. Batoff & Co., Inc. is a large advisory firm based in Miami. It manages $134.75 million of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Florida.

E. Batoff & Co. provides portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

E. Batoff & Co.: assets under management

The assets under management (AUM) of E. Batoff & Co., Inc. is $134.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8883% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $134.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.96 million each.

Investments

The firm invests in non-exchange traded securities the most. They account for 65% of the total AUM. The second-largest asset type is exchange traded securities, which make up 25% of the firm’s portfolio. Investments in investment grade corporate bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay E. Batoff & Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Edward Leonard Batoff serves?

The only and largest group of clients of Edward Leonard Batoff is individuals with 30 clients and $10.75 million of assets under management. Among the 11 most similar advisory firms, E. Batoff & Co. has the 4th lowest percentage of individuals out of all clients.

The amount of regulatory assets under management is $10.75 million for 30 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

E. Batoff & Co. doesn't advise any private funds.

Careers at E. Batoff & Co., Inc.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Edward Leonard Batoff has been acting as President since 1 Feb 1999. Evan Ross Batoff joined the executive team most recently as the Vice President;Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward Leonard Batoff	President	1 Feb 1999	75% - 100%	14730
Evan Ross Batoff	Vice-president;chief compliance officer	1 Jun 2003	Other	4663259

Based in Miami

The principal office where E. Batoff & Co., Inc. performs its advisory services is located at 20281 E. Country Club Dr Apt.1415, Miami, FL 33180 3029, which is also the mailing address of the firm. An additional office of the firm is in Tampa, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 3053323570 or by fax N/A. The normal business hours are 9 a.m to 5 p.m. on Monday - Friday.