Merrill Lynch Bank & Trust Co., Fsb (New York)

Name: Merrill Lynch Bank & Trust Co., Fsb
Address: 4 World Financial Center, New York, NY, 10080
Telephone: 212-449-9448

Merrill Lynch Bank & Trust Co., Fsb is a large advisory firm based in New York. It manages $14.78 billion of regulatory assets for 13,648 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Colorado, Delaware, and 31 other states.

Merrill Lynch Bank & Trust Co., Fsb provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It prepares financial plans for approximately 14,000 clients. On top of advisory services, the firm doesn't engage in other business activities.

Merrill Lynch Bank & Trust Co., Fsb: assets under management

The assets under management (AUM) of Merrill Lynch Bank & Trust Co., Fsb is $14.78 billion. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.6 billion in discretionary accounts and $177.41 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.08 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.34 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Merrill Lynch Bank & Trust Co., Fsb for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Merrill Lynch Bank & Trust Co., Fsb

Mark S Leiman has been acting as President since 1 Aug 2006. William Allen Emerson joined the executive team most recently as the Trust Committee Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Merrill Lynch Group	Direct parent	1 May 1997	75% - 100%	13-3408205
Patricia Scalabrin	Chief administrative officer, trust division	1 Apr 2003	Other	4649255
Thomas Joseph Sweeney	Managing director of the trust, estate, philanthropic planning and family office services	1 Apr 2003	Other	1986101
Jay Lynn Willoughby	Chief investment officer, trust division	1 Apr 2003	Other	1161173
Joan Leslie Bozek	Director of risk management & investment oversight, trust division	1 Apr 2004	Other	4649260
Kathleen C Brown	Director of product development, trust division	1 May 2004	Other	4630469
Barry J Lindenbaum	Senior operations manager, trust division	1 Apr 2005	Other	4916044
Gregory F Gatesman	National sales director, trust division	1 Apr 2006	Other	2925767
Paul L. Hagen	Acting director of investments, trust division	1 Apr 2006	Other	4127194
Mark Feuer	Managing director, merrill lynch trust company, private banking platforms, and financial advisory center	1 May 2006	Other	4847327
William Allen Emerson	Trust committee member	1 Aug 2006	Other	200867
Christian G. Heilmann	Chief executive officer, trust division	1 Aug 2006	Other	4378835
Dennis R. Casale	Trust committee member	1 Aug 2006	Other	4409622
Robert Paul Fry	Trust committee member	1 Aug 2006	Other	2578521
Robert E Graham	Trust committee member	1 Aug 2006	Other	712145
Michael Backer	Trust committee member	1 Aug 2006	Other	4520384
John Michael Thompson	Trust committee member	1 Aug 2006	Other	445861
John Dadakis	Trust committee member	1 Aug 2006	Other	4974194
Mark S Leiman	Director	1 Aug 2006	Other	5199141
Conrad Louis Druker	Director	1 Aug 2006	Other	4575390
John D Hawke	Director	1 Aug 2006	Other	5199144
Terrence Patrick Laughlin	Chairman of the board of directors	1 Aug 2006	Other	4930210
Lawrence P Washington	Director, president & chief operating officer	1 Aug 2006	Other	5199147
Brian Edward Brennan	Chief mortgage portfolio officer	1 Aug 2006	Other	1817347
Stuart C Burnet	Chief credit officer	1 Aug 2006	Other	5199150
Matthew B Skurbe	Chief financial officer	1 Aug 2006	Other	5199151
Rodney Loo Wong	Chief market risk officer	1 Aug 2006	Other	1937981
Christopher J Randazzo	Chief technology officer	1 Aug 2006	Other	5199154
Adeesh Setya	Treasurer	1 Aug 2006	Other	5199155
Pamela Fraser Wilford	Trust committee member	1 Aug 2006	Other	5199158
John Lee Clark	Chief compliance officer	1 Aug 2006	Other	4693552
Robert Scott Stanley	Chief investment officer, trust division	1 Aug 2006	Other	1981848

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Merrill Lynch & Co. Inc.	Indirect parent	1 May 1997	75% - 100%	13-2740599

Based in New York

The principal office where Merrill Lynch Bank & Trust Co., Fsb performs its advisory services is located at 4 World Financial Center, New York, NY 10080 The mailing address of the firm is 222 Broadway, 16 Th Floor, New York, NY 10038. An additional office of the firm is in Boca Raton, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-449-9448 or by fax 212-738-1070. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.askmerrill.ml.com.