Lifeinvest Wealth Management, Ltd (Miami)

Name: Lifeinvest Wealth Management, Ltd
Address: 1110 Brickell Avenue, Miami, FL, 33131 3136
Telephone: 786-523-0500

Lifeinvest Wealth Management, Ltd is a large advisory firm based in Miami. It manages $344.4 million of regulatory assets for 56 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Florida, and New York.

Lifeinvest Wealth Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lifeinvest Wealth Management: assets under management

The assets under management (AUM) of Lifeinvest Wealth Management, Ltd is $344.4 million. The firm's AUM has grown by 0% since the beginning of its operation, and $335.06 million of the total AUM is attributable to clients outside of the United States.

The firm manages $53.82 million in discretionary accounts and $290.58 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.45 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $15.29 million.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 29% of the total AUM. The second-largest asset type is exchange traded securities, which make up 23% of the firm’s portfolio. Investments in cash and cash equivalents form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lifeinvest Wealth Management, Ltd for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lifeinvest Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Lifeinvest Wealth Management is high net worth individuals with 41 clients and $71.35 million of assets under management. Among the 9 most similar advisory firms, Lifeinvest Wealth Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $74.33 million for 55 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 79% of the firm’s clients are foreign persons or businesses.

Lifeinvest Wealth Management doesn't advise any private funds.

Careers at Lifeinvest Wealth Management, Ltd

The company employs 14 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Monica Piera Calabrese	Chief compliance officer-secretary and vice president of sales	1 Nov 2007	Other	4750126
Mce Investment Holdings Inc.	Holding entity	1 Nov 2007	75% - 100%	1242672
Gabriel Osio Zamora	Director of strategic mgt and development	1 Jul 2012	25% - 50%	5539861
Alfredo Enrique Bozo Cohen	Managing director of sales	1 Jun 2016	Other	2595858
Ernesto Rangel Aguilera	M.d business product development	1 Apr 2018	25% - 50%	5539864
Juan Carlos Carvallo	Chief investment officer / chief operating officer	1 Apr 2018	25% - 50%	2587147
Christian Ramirez	Chief compliance officer	1 May 2018	Other	6546821

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gabriel Osio Zamora	Shareholder	1 Nov 2007	25% - 50%	5539861
Ernesto Rangel Aguilera	Shareholder	1 Nov 2007	25% - 50%	5539864
Juan Carlos Carvallo	Shareholder	1 Nov 2007	25% - 50%	5539866

Based in Miami

The principal office where Lifeinvest Wealth Management, Ltd performs its advisory services is located at 1110 Brickell Avenue, Miami, FL 33131 3136, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 786-523-0500. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at emcmanagers.com and its LinkedIn profile.