Legato Capital Management LLC (San Francisco)

Name: Legato Capital Management LLC
Address: 111 Pine Street, San Francisco, CA, 94111
Telephone: 415-821-8585

Legato Capital Management LLC is a large advisory firm based in San Francisco. It manages $1.4 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California and Texas.

Legato Capital Management provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Legato Capital Management: assets under management

The assets under management (AUM) of Legato Capital Management LLC is $1.4 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1019% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.4 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.58 million each.

Legato Capital Management has custody of $1.05 billion in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Legato Capital Management LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Legato Capital Management LLC

Alan J Kessler has been acting as President since 1 Mar 2007. Victor Louis Hymes has served as the Chief Investment Officer since 1 Apr 2004. 1999 Victor And Kathy Hymes Revocable Trust Udt Dated October 28 joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Victor Louis Hymes	Managing member/chief executive officer/chief investment officer	1 Apr 2004	50% - 75%	1164580
Llc Forward Management	Managing member	1 Apr 2004	25% - 50%	109193
Jerome Alan Reid	Manager	1 Apr 2004	Other	1820936
James Carter Van Horne	Manager	1 Jun 2004	Other	4831560
Alan J Kessler	Director	1 Mar 2007	Other	5316029
Llc Legato Employee	Employee profit interests	1 Dec 2007	Other	26-1759874
Jeffrey Patrick Cusack	Manager	1 Oct 2008	Other	1630886
Amy Chan Gee	Chief financial officer	1 Mar 2009	Other	5727534
Godelieve L.J. Mertens	Chief compliance officer	1 Aug 2009	Other	2533282
Eric Chad Pollack	Chief compliance officer	1 Aug 2011	Other	2481358
Lusine Moshkounian	Svp, chief compliance officer, legal counsel & secretary	1 Mar 2012	Other	3023317
Alan Arthur Seigerman	Director	1 Mar 2012	Other	3109146
Norman Ellsworth Mains	Director	1 Nov 2012	Other	1092815
Eric Chad Pollack	Svp, chief financial officer	1 Jan 2013	Other	2481358
Eric Chad Pollack	Svp, chief financial officer, chief compliance officer	1 Aug 2015	Other	2481358
Adam Sean Lawlor	Executive vice president and senior investment officer	1 Aug 2015	Other	4227606
1999 Victor And Kathy Hymes Revocable Trust Udt Dated October 28	Member	1 Jan 2016	75% - 100%	99-999999

Indirect Owners

The SEC currently registers 26 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gordon Peter Getty	Member	1 Dec 1997	75% - 100%	4339269
Llc Broderick Management	Member	1 Sep 1998	75% - 100%	94-3306620
Victor Louis Hymes	Trustee	1 Oct 1999	50% - 75%	1164580
Kathy Lynn Hymes	Trustee	1 Oct 1999	50% - 75%	6613272
Gordon Peter Getty	Member	1 Aug 2001	25% - 50%	4339269
Llc Salient Capital Management	General partner	1 May 2003	Other	87-0696139
Andrew Baird Linbeck	Elected member	1 May 2003	Other	1762524
John Arthur Blaisdell	Elected member	1 May 2003	Other	4638025
Gordon P. Getty Special 2005 Reflow/Forward Management Trust	Member	1 Mar 2005	75% - 100%	20-6613628
Gordon Peter Getty	Member	1 Mar 2005	75% - 100%	4339269
Gordon Peter Getty	Manager	1 Dec 2006	Other	4339269
William Alfred Newsom	Trustee	1 Dec 2006	Other	5312301
Thomas Woodhouse	Trustee	1 Dec 2006	Other	5310762
William Prezant	Trustee	1 Dec 2006	Other	5310756
Getty Family I 2006 Irrevocable Trust	Owner	1 Dec 2006	50% - 75%	xxx-xx-xxxx
Getty Family Ii 2006 Irrevocable Trust	Owner	1 Dec 2006	50% - 75%	xxx-xx-xxxx
Llc Reflow Forward Family Holdings Company	Member	1 Dec 2006	25% - 50%	20-8085353
Getty Family I 2006 Revocable Trust	Owner	1 Dec 2006	50% - 75%	xxx-xx-xxxx
Getty Family Ii 2006 Revocable Trust	Owner	1 Dec 2006	50% - 75%	xxx-xx-xxxx
Adam Sean Lawlor	Member	1 Jan 2008	25% - 50%	4227606
Robert Leo Leberman	Chief executive officer	1 Jan 2009	Other	6165515
Christopher John Dean	Elected member	1 Jan 2010	Other	2644612
William John Kelly	Elected member	1 Apr 2011	Other	4361587
Eric Chad Pollack	Member	1 Jan 2012	25% - 50%	2481358
John Philip Ferguson	Elected member	1 May 2012	Other	819892
L.P. Salient Partners	Member	1 Jun 2015	75% - 100%	87-0696141

Based in San Francisco

The principal office where Legato Capital Management LLC performs its advisory services is located at 111 Pine Street, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-821-8585 or by fax 877-838-8304. The normal business hours are 8:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at legatocm.com.