Saguenay Strathmore Capital, LLC (Stamford)

Name: Saguenay Strathmore Capital, LLC
Address: 750 Washington Blvd., Stamford, CT, 06901
Telephone: 203-327-8600

Saguenay Strathmore Capital, LLC is a large advisory firm based in Stamford. It manages $1.11 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2012.

Saguenay Strathmore Capital provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as exempt market dealer in certain canadian provinces.

Saguenay Strathmore Capital: assets under management

The assets under management (AUM) of Saguenay Strathmore Capital, LLC is $1.11 billion. The firm's AUM has grown by 80% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $822.97 million in discretionary accounts and $282.43 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.16 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $23.54 million.

Saguenay Strathmore Capital has custody of $688.05 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Saguenay Strathmore Capital, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Saguenay Strathmore Capital, LLC

Brian Edward Walsh has been acting as President since 1 Jan 2004. Samantha Addonizio joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Edward Walsh	Director/chief investment officer	1 Jan 2004	Other	5075048
David Sidney Colin Dobell	Director/co-head of research	1 Jan 2004	Other	5075051
John Lacey Murphy	Director/co-head of research	1 Jan 2004	Other	2286395
Roger C Knudsen	Chief financial officer	1 Nov 2005	Other	2307830
Gordon Samuel Calder	Chief compliance officer and chief legal officer	1 Mar 2007	Other	5207872
Saguenay Strathmore Holdings Limited	Sole member	1 Sep 2011	75% - 100%	981007282
David Sidney Colin Dobell	Director	1 Sep 2011	Other	5075051
John Lacey Murphy	Director	1 Sep 2011	Other	2286395
Samantha Addonizio	Chief compliance officer	1 Oct 2013	Other	2855022

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Brian Edward Walsh	Shareholder	1 Sep 2011	25% - 50%	5075048

Based in Stamford

The principal office where Saguenay Strathmore Capital, LLC performs its advisory services is located at 750 Washington Blvd., Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-327-8600 or by fax 203-327-8599. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at sscinvest.com/.