Fien Moulton & Associates Ltd (Leroy)

Fien Moulton & Associates Ltd is a large advisory firm based in Leroy. It manages $40.69 million of regulatory assets for 260 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Fien Moulton & Associates provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fien Moulton & Associates: assets under management

The assets under management (AUM) of Fien Moulton & Associates Ltd is $40.69 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -59% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $156.52 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fien Moulton & Associates Ltd for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fien Moulton & Associates Ltd

Anthony Barry Fien has been acting as President since 1 Aug 1994. Extrx E/O Anthony Barry Fien Molly Fien joined the executive team most recently as the 50% Owner, Non Emp., Non Offcr., Transfer Of Stock Restricted To Shareholders Agreement Dtd 09/24/94.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anthony Barry Fien	President	1 Aug 1994	50% - 75%	207383
Stephen Paul Moulton	Secretary/treasurer	1 Aug 1994	50% - 75%	1277575
Extrx E/O Anthony Barry Fien Molly Fien	50% owner, non-emp., non-offcr., transfer of stock restricted to shareholders agreement dtd 09/24/94	1 Jul 2001	50% - 75%	xxx-xx-xxxx

Based in Leroy

The principal office where Fien Moulton & Associates Ltd performs its advisory services is located at 31 West Main Street, Leroy, NY 14482, which is also the mailing address of the firm. An additional office of the firm is in Pittsford, NY. It doesn’t run an office outside of the United States.