Cook Street Consulting, Inc. (Greenwood Village)


Cook Street Consulting, Inc. is a large advisory firm based in Greenwood Village. It manages $2.8 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Colorado, Louisiana, New York, and Texas.

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Cook Street Consulting provides portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cook Street Consulting: assets under management

The assets under management (AUM) of Cook Street Consulting, Inc. is $2.8 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -34% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $2.8 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $155.65 million each.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cook Street Consulting, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Cook Street Consulting serves?

The only and largest group of clients of Cook Street Consulting is pension and profit sharing plans with 18 clients and $2.8 billion of assets under management. Among the 10 most similar advisory firms, Cook Street Consulting has the highest percentage of pension and profit sharing plans out of all clients.


The amount of regulatory assets under management is $2.8 billion for 18 clients. None of the firm’s clients are foreign persons or businesses.

Cook Street Consulting doesn't advise any private funds.

Careers at Cook Street Consulting, Inc.

The company employs 26 people that are either part- or full-time employees. 92 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Cook Street Consulting, Inc. is owned by Scott Michael Mcintosh. Patrick Joseph Smith joined the executive team most recently as the Owner / Managing Director / Chief Investment Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Stephanie Anne Herrington Compliance officer 1 Feb 2001 Other 4124530
Sean Michael Waters Owner / managing director / co-founder 1 Nov 2003 50% - 75% 2765317
Karen M Robinson Owner / managing director / co-founder 1 Jan 2005 Other 3135236
Sean Michael Waters Chief compliance officer 1 Jan 2006 75% - 100% 2765317
Karen M Robinson Chief compliance officer 1 Jan 2011 25% - 50% 3135236
Patrick Joseph Smith Owner / managing director / chief investment officer 1 Jan 2012 Other 4979584
Lindsey C. Levinson Owner / managing director 1 Jan 2012 Other 6048415
Lindsey C. Levison Owner / managing director 1 Jan 2012 Other 6048415
Scott Michael Mcintosh Owner/coo/cfo/chief compliance officer 1 Jan 2013 Other 6152813

Based in Greenwood Village

The principal office where Cook Street Consulting, Inc. performs its advisory services is located at 5299 Dtc Blvd, Greenwood Village, CO 80111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-333-7770 or by fax 303-333-7771. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at cookstreetconsulting.com.