Mount Kendal Limited (London)

Name: Mount Kendal Limited
Address: Lansdowne House, 57 Berkeley Square, London, W1 J 6 Er
Telephone: 44 207 448 1448

Mount Kendal Limited is an adviser based in London. It manages $17.95 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017.

Mount Kendal Limited provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mount Kendal Limited: assets under management

The assets under management (AUM) of Mount Kendal Limited is $17.95 million. $17.95 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mount Kendal Limited for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paul Jonathan Goswell serves?

The only and largest group of clients of Paul Jonathan Goswell is corporations or other businesses with 1 clients and $17.95 million of assets under management. Among the 5 most similar advisory firms, Mount Kendal Limited has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $17.95 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Mount Kendal Limited doesn't advise any private funds.

Careers at Mount Kendal Limited

The company employs 43 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul Jonathan Goswell has been acting as President since 1 Aug 2016. James William Jeremy Ritblat joined the executive team most recently as the Owner Of Class B And Class D Shares.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Delancey Real Estate Asset Management Limited	Shareholder	1 Aug 2016	75% - 100%	foreign entity
Applerigg Limited	Shareholder	1 Aug 2016	Other	foreign entity
Rohit Patel	Chief compliance officer	1 Aug 2016	Other	6027918
Anandh Indran Owen	Chief operating officer	1 Aug 2016	Other	6027920
Paul Jonathan Goswell	Director	1 Aug 2016	Other	6027915
James William Jeremy Ritblat	Director	1 Aug 2016	Other	6027917
Francis Alexander Scott	Director	1 Aug 2016	Other	6039151
Colin Barry Wagman	Director	1 Aug 2016	Other	6027916

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Stramongate S.A.	Member	1 Aug 2001	25% - 50%	foreign entity
Delancey Real Estate Partners Limited	Owner	1 Jul 2002	75% - 100%	foreign entity
James William Jeremy Ritblat	Owner of class b and class c shares	1 Jul 2003	75% - 100%	6027917
James William Jeremy Ritblat	Owner of class b and class d shares	1 Nov 2017	75% - 100%	6027917
Cortx 1 Limited	Owner	1 Nov 2017	75% - 100%	foreign entity
Cortx Holdings Limited (F/K/A Cortx 1 Limited)	Owner	1 Nov 2017	75% - 100%	foreign entity

Based in London

The principal office where Mount Kendal Limited performs its advisory services is located at Lansdowne House, 57 Berkeley Square, London, W1 J 6 Er, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 207 448 1448 or by fax 44 207 448 1449. The normal business hours are 9:00am-6:00pm (london time) on Monday - Friday. You can find more information about the New York firm at mountkendal.com.