Capital Research And Management Company (Los Angeles)

Name: Capital Research And Management Company
Address: 333 S Hope Street, Los Angeles, CA, 90071 1406
Telephone: 213-486-9200

Capital Research And Management Company is a large advisory firm based in Los Angeles. It manages $2.18 trillion of regulatory assets for 4,323 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Capital Research And Management Company provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for sma and wrap fee programs. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Research And Management Company: assets under management

The assets under management (AUM) of Capital Research And Management Company is $2.18 trillion. The firm's AUM has grown by 488% since the beginning of its operation, and $21.41 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.17 trillion in discretionary accounts and $6.1 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $513.1 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $70.09 million.

Capital Research And Management Company has custody of $187.67 million in cash and securities for 110 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in non-exchange traded securities the most. They account for 46% of the total AUM. The second-largest asset type is exchange traded securities, which make up 44% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Capital Research And Management Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mark Edward Denning serves?

The firm provides services to individuals, investment companies, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Mark Edward Denning is investment companies with 95 clients and $2.15 trillion of assets under management. Among the 11 most similar advisory firms, Capital Research And Management Company has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $2.17 trillion for 4,226 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.

Capital Research And Management Company also advises several private funds. Namely, twenty two other private funds. The minimum investment commitment required of non-related persons is $1,000 for each fund.

Careers at Capital Research And Management Company

The company employs 1,174 people that are either part- or full-time employees. 24 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark Edward Denning has been acting as President since 1 Sep 1997. Herbert Yungtai Poon joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jon Bell Lovelace	Chairman emeritus	1 Aug 1955	Other	1482077
Inc. The Capital Group Companies	Stockholder	1 Feb 1967	75% - 100%	86-0206507
Robert Michael Shanahan	Director, chairman, and peo	1 Oct 1967	Other	419788
Abner D Goldstine	Director and senior vice president	1 Aug 1968	Other	4393757
David Isador Fisher	Director / stockholder	1 Jun 1970	Other	1895282
Larry Paul Clemmensen	Director and senior vice president	1 Oct 1985	Other	1868857
James Kegebein Dunton	Director and senior vice president	1 Jun 1990	Other	4393754
Paul Galarneaux Haaga	Director, executive v.p., and chairman of executive committee	1 Jan 1991	Other	2092945
Robert G O'donnell	Director and senior vice president	1 Aug 1993	Other	4393761
James F Rothenberg	Director and president	1 Jan 1994	Other	2847929
Michael Josef Downer	Director, senior vice president and secretary	1 Aug 1994	Other	2092948
Gordon Crawford	Director and senior vice president	1 Feb 1996	Other	1291225
John Kelly Webb	Director, senior v.p., treasurer,and pfo	1 Feb 1996	Other	2285398
Timothy D Armour	Director, chairman,and peo	1 Nov 1996	Other	4393732
Mark Edward Denning	Director	1 Sep 1997	Other	2553149
Mark David Denning	Director	1 Sep 1997	Other	2553149
Janet Mckinley	Director	1 Sep 1997	Other	4393760
Thierry Vandeventer	Director	1 Dec 1997	Other	4393792
Andrew Francis Barth	Director	1 Oct 1999	Other	4360066
David Wright Short	Director	1 Oct 1999	Other	1069520
David C Barclay	Director and senior vice president	1 Sep 2000	Other	1283294
Catherine May Ward	Director and senior vice president	1 Sep 2000	Other	4393764
Darcy Kopcho	Director	1 Oct 2000	Other	2246533
Richard Mark Beleson	Director	1 Sep 2001	Other	4459837
James Brian Lovelace	Director and senior vice president	1 Sep 2001	Other	4459868
Cindy Michie Omiya	Controller	1 Nov 2002	Other	2228187
James Ernest Drasdo	Director and senior vice president	1 Sep 2004	Other	4460686
Joyce E. Gordon	Director	1 Sep 2004	Other	4862427
Mark R. Macdonald	Director and senior vice president	1 Sep 2004	Other	4862428
Thomas M. Rowland	Chief compliance officer	1 Oct 2004	Other	4866969
Bruce Eugene Meikle	Chief compliance officer	1 Jun 2006	Other	4882126
Robert Whitney Lovelace	Director and president	1 Sep 2006	Other	1601952
Kevin Gerard Clifford	Director	1 Sep 2006	Other	1018026
Darcy Black Kopcho	Director and senior vice president	1 Sep 2006	Other	2246533
Donald Darby O'neal	Director and senior vice president	1 Sep 2006	Other	4391734
Dina N. Perry	Director and senior vice president	1 Sep 2006	Other	1448491
Martin Romo	Director	1 Sep 2006	Other	2509975
Bradley Johnston Vogt	Director	1 Sep 2006	Other	2159594
Carl Michael Kawaja	Director	1 Sep 2007	Other	4460694
Michael Kerr	Director	1 Sep 2007	Other	5428238
Gregory Westin Wendt	Director	1 Sep 2007	Other	4489008
John Hugh Phelan	Director	1 Nov 2008	Other	2272073
Eugene Paul Stein	Director	1 Dec 2008	Other	4360399
Carmelo Spinella	Director, treasurer	1 Jul 2009	Other	5561286
Claudia P. Huntington	Director	1 Sep 2009	Other	5849991
David C Barclay	Director	1 Sep 2010	Other	1283294
Jonathan Oscar Knowles	Director	1 Sep 2010	Other	4551937
John Hugh Phelan	Director, senior vice president	1 Mar 2011	Other	2272073
James Patrick Ryan	Director	1 Sep 2011	Other	2488429
Donald Darby O'neal	Director	1 Sep 2011	Other	4391734
Martin Romo	Director	1 Sep 2011	Other	2509975
Bradley Johnston Vogt	Director	1 Sep 2011	Other	2159594
Donald Harold Rolfe	Chief compliance officer	1 Jan 2012	Other	4823562
Joanna Fowler Jonsson	Director	1 Dec 2012	Other	2210256
James Brian Lovelace	Director	1 Dec 2012	Other	4459868
John Henry Smet	Director	1 Sep 2013	Other	4864430
Julie St. John	Director	1 Sep 2013	Other	6251001
Karl John Zeile	Director	1 Sep 2013	Other	3011111
Paul Frederick Roye	Chief legal officer	1 Oct 2013	Other	5228352
Michael Cohen	Director	1 Sep 2014	Other	2296356
Carl Michael Kawaja	Director	1 Sep 2014	Other	4460694
Joyce E. Gordon	Director	1 Sep 2014	Other	4862427
Bruce Eugene Meikle	Principal financial officer	1 Sep 2014	Other	4882126
Noriko Honda Chen	Director	1 Sep 2015	Other	1848339
Michael Craig Gitlin	Director	1 Sep 2015	Other	3223640
Matthew Philip O'connor	Director	1 Sep 2015	Other	2427203
Anne Marie Friberg Peterson	Director	1 Sep 2015	Other	4436992
Paul Frederick Roye	Director	1 Sep 2015	Other	5228352
Gregory D Johnson	Director	1 Sep 2015	Other	2248392
Canise Marie Arredondo	Chief compliance officer	1 Oct 2015	Other	5604781
Cheryl Elizabeth Frank	Director	1 Oct 2016	Other	2846253
Steven Guida	Director	1 Oct 2016	Other	4496633
Julie St. John	Director	1 Oct 2016	Other	6251001
Tara Lynn Torrens	Director	1 Oct 2016	Other	6006037
Alan N. Berro	Director	1 Oct 2016	Other	6717722
Diana Wagner	Director	1 Oct 2016	Other	2653708
Brady Lee Enright	Director	1 Oct 2016	Other	2039225
John Myers Renfro	Director	1 Sep 2017	Other	6324713
Herbert Yungtai Poon	Chief compliance officer	1 Mar 2019	Other	2528144
Robert Christopher Klausner	Director	1 Mar 2019	Other	5859655
Carl Michael Kawaja	Director and chairman	1 Mar 2019	Other	4460694
Michael Craig Gitlin	Director and vice chairman	1 Mar 2019	Other	3223640
David Keith Hummelberg	Director	1 Mar 2019	Other	2652864
Simon Mendelson	Director	1 Mar 2019	Other	6636379
Chad Michael Rach	Director	1 Mar 2019	Other	2365370
Michael James Triessl	Director	1 Mar 2019	Other	3060797
Philip De Toledo	Director	1 Mar 2019	Other	2222500
Christopher Thomsen	Director	1 Mar 2019	Other	7082981

Based in Los Angeles

The principal office where Capital Research And Management Company performs its advisory services is located at 333 S Hope Street, Los Angeles, CA 90071 1406, which is also the mailing address of the firm. An additional office of the firm is in Irvine, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-486-9200. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at americanfunds.com/ and its LinkedIn profile.