Evaluation Associates Capital Markets Inc (Norwalk)

Name: Evaluation Associates Capital Markets Inc
Address: 200 Connecticut Avenue, Norwalk, CT, 06854
Telephone: 203-855-2200

Evaluation Associates Capital Markets Inc is a large advisory firm based in Norwalk. It manages $565.01 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 22 other states.

Evaluation Associates Capital Markets provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Evaluation Associates Capital Markets: assets under management

The assets under management (AUM) of Evaluation Associates Capital Markets Inc is $565.01 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $565.01 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $43.46 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Evaluation Associates Capital Markets Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Evaluation Associates Capital Markets Inc

Phillip Nicholas Maisano has been acting as President since 1 Mar 1996. Robert Allen Jaeger has served as the Chief Investment Officer since 1 Mar 1993. Tracey Dynene Hayes joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Eai Partners	Shareholder	1 Mar 1991	75% - 100%	06-1314901
Jeffrey Richard Walsh	Vice chairman	1 Mar 1991	Other	2213460
L.P.(Fka Eai Partners L.P.) Eacm Partners	Shareholder	1 Mar 1991	75% - 100%	06-1314901
Phillip Nicholas Maisano	Director	1 Jun 1991	Other	317558
Robert Allen Jaeger	Director	1 Jun 1991	Other	1628045
Jeffrey Richard Walsh	Director	1 Jun 1991	Other	2213460
Robert Allen Jaeger	Chief investment officer	1 Mar 1993	Other	1628045
Phillip Nicholas Maisano	Chief executive officer	1 Feb 1994	Other	317558
Peter Paul Gwiazdowski	Treasurer	1 Jul 1994	Other	4345019
Robert Bruce Mayerick	Senior vice president	1 Jan 1996	Other	2361664
Phillip Nicholas Maisano	Chairman	1 Mar 1996	Other	317558
William Christopher Crerend	General counsel	1 Mar 1996	Other	2489296
Joseph Patrick Mcgowan	Executive vice president	1 Mar 1996	Other	1163907
Keith Leslie Stransky	Executive vice president	1 Mar 1996	Other	2074953
James Thomas Gibbons	Senior vice president	1 Jan 1998	Other	4345012
William Christopher Crerend	President	1 Apr 1999	Other	2489296
Robert Allen Jaeger	Vice chairman	1 Apr 1999	Other	1628045
Andrew Raymond Mylott	Chief compliance officer	1 Sep 1999	Other	4181848
Patrick James Moriarty	Executive vice president	1 Apr 2000	Other	1311328
Andrew Raymond Mylott	Assistant secretary	1 Oct 2001	Other	4181848
Tracey Dynene Hayes	Executive vice president	1 Jul 2002	Other	2026953

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Evaluation Associates Holding Corporation	General partner	1 Mar 1991	Other	06-1314869
Phillip Nicholas Maisano	Shareholder	1 Mar 1991	25% - 50%	317558
Eacm Holding Corporation	General partner	1 Mar 1991	Other	06-1314869

Based in Norwalk

The principal office where Evaluation Associates Capital Markets Inc performs its advisory services is located at 200 Connecticut Avenue, Norwalk, CT 06854, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-855-2200 or by fax 203-855-2265. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.eacmalternative.com.