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Blue Vase Securities, LLC (Washington)


Blue Vase Securities, LLC is a large advisory firm based in Washington. It manages $31.6 million of regulatory assets for 216 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alaska, California, Florida, and 15 other states.

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Blue Vase Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Blue Vase Securities: assets under management

The assets under management (AUM) of Blue Vase Securities, LLC is $31.6 million. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $29.5 million in discretionary accounts and $2.1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $159.46 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $67.74 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Blue Vase Securities, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Scott Timothy Dooley Member - 6% ownership 1 Jun 2003 Other 4225054
Clifford Michael Mccormick General manager - 49% ownership 1 Jun 2003 25% - 50% 1566236
Brian Edward Fisher Manager - 24% ownership 1 Jun 2003 Other 3253170
Susan Louise Holmes Manager - 15% ownership 1 Jun 2003 Other 2447692
Timothy Alan Gerwing Member - 6% ownership 1 Jun 2003 Other 4594031
William Harold Iii Laughlin Manager - 11% ownership 1 Mar 2004 Other 1527661

Based in Washington

The principal office where Blue Vase Securities, LLC performs its advisory services is located at 1720 Washington Rd, Washington, PA 15301 The mailing address of the firm is Po Box 837, Washington, PA 15301. An additional office of the firm is in Beaver, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 724-743-7900 or by fax 724-873-2913. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.bluevasebd.com.


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