Hudson View Advisors, LLC (Croton On Hudson)

Hudson View Advisors, LLC is a mid-sized advisory firm based in Croton On Hudson. It manages $28.58 million of regulatory assets for 143 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Connecticut, Louisiana, New Jersey, and New York.

Hudson View Advisors provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Hudson View Advisors: assets under management

The assets under management (AUM) of Hudson View Advisors, LLC is $28.58 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $1.5 thousand in discretionary accounts and $28.58 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.5 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $201.29 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 82% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 9% of the firm’s portfolio. Investments in government bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hudson View Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hudson View Advisors serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Hudson View Advisors is individuals with 72 clients and $12.68 million of assets under management. Among the 6 most similar advisory firms, Hudson View Advisors has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $28.58 million for 82 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Hudson View Advisors doesn't advise any private funds.

Careers at Hudson View Advisors, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Gerard Faranda	Managing member & chief compliance officer	1 May 2017	75% - 100%	1040746

Based in Croton On Hudson

The principal office where Hudson View Advisors, LLC performs its advisory services is located at 132 Maple St., Croton On Hudson, NY 10520, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-827-0051 or by fax 914-827-0054. The normal business hours are office visits by appointment only on Other.