Signature Resources Capital Management, LLC (Irvine)

Name: Signature Resources Capital Management, LLC
Address: 19900 Macarthur Blvd, Irvine, CA, 92612
Telephone: 949-261-7726

Signature Resources Capital Management, LLC is a large advisory firm based in Irvine. It manages $146.61 million of regulatory assets for 860 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Colorado, and 4 other states.

Signature Resources Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Signature Resources Capital Management: assets under management

The assets under management (AUM) of Signature Resources Capital Management, LLC is $146.61 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 159% since the beginning of its operation, and $40.2 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $146.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $170.47 thousand each.

Signature Resources Capital Management has custody of $25 million in cash and securities for 95 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 94% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio. Investments in investment grade corporate bonds form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Signature Resources Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Signature Resources Capital Management serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Signature Resources Capital Management is individuals with 396 clients and $87.02 million of assets under management. Among the 9 most similar advisory firms, Signature Resources Capital Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $146.61 million for 454 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Signature Resources Capital Management doesn't advise any private funds.

Careers at Signature Resources Capital Management, LLC

The company employs 23 people that are either part- or full-time employees. 87 percent of the employees work as investment advisers or researchers. 20 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark Alan Mowrey has served as the Chief Investment Officer since 1 Aug 2016. Gary Leroy Kaltenbach joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Morgan Robert Christen	Chief investment officer & chief compliance officer	1 May 2007	Other	2395180
Gregory Linn Kaltenbach	Managing member	1 May 2007	25% - 50%	2647114
Geoffrey Lane Kaltenbach	Managing member	1 May 2007	25% - 50%	2313686
Gary Leroy Kaltenbach	Managing member	1 May 2007	25% - 50%	263514
Gary Leroy Kaltenbach	Chief compliance officer	1 Jun 2016	25% - 50%	263514
Mark Alan Mowrey	Chief investment officer	1 Aug 2016	Other	2776467

Based in Irvine

The principal office where Signature Resources Capital Management, LLC performs its advisory services is located at 19900 Macarthur Blvd, Irvine, CA 92612, which is also the mailing address of the firm. An additional office of the firm is in New Mexico, NM. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-261-7726 or by fax 949-261-7727. The normal business hours are 8:30am to 5pm on Monday - Friday. You can find more information about the New York firm at srcapitalmgmt.com.