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La Jolla Asset Management, Inc. (San Diego)


La Jolla Asset Management, Inc. is a mid-sized advisory firm based in San Diego. It manages $35.73 million of regulatory assets for 49 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

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La Jolla Asset Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

La Jolla Asset Management: assets under management

The assets under management (AUM) of La Jolla Asset Management, Inc. is $35.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $35.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $729.15 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay La Jolla Asset Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Nell Foster Waltz General partner 1 Dec 1997 Other 6065791

Based in San Diego

The principal office where La Jolla Asset Management, Inc. performs its advisory services is located at 4350 Executive Drive, Ste. 115, San Diego, CA 92121, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (858)453-9915 or by fax (858)453-9985. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.ljam.com.


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