Broadhaven Capital Partners Gp I, LLC (Chicago)

Name: Broadhaven Capital Partners Gp I, LLC
Address: 150 North Riverside Plaza, Chicago, IL, 60606
Telephone: 312-621-9801

Broadhaven Capital Partners Gp I, LLC is a large advisory firm based in Chicago. It manages $105 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Illinois.

Broadhaven Capital Partners Gp I provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Broadhaven Capital Partners Gp I: assets under management

The assets under management (AUM) of Broadhaven Capital Partners Gp I, LLC is $105 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $105 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $105 million each.

Broadhaven Capital Partners Gp I has custody of $105 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Broadhaven Capital Partners Gp I, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Broadhaven Capital Partners Gp I serves?

The only and largest group of clients of Broadhaven Capital Partners Gp I is investment companies with 1 clients and $105 million of assets under management. Among the 9 most similar advisory firms, Broadhaven Capital Partners Gp I has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $105 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Broadhaven Capital Partners Gp I also advises several private funds. Namely, one venture capital fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Broadhaven Capital Partners Gp I, LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Allen Phillips	Chief compliance officer	1 Jan 2010	Other	3269223
Llc Gvd Gp	Managing member	1 Jan 2010	50% - 75%	80-0470378
Llc Job Investments	Managing member	1 Jan 2010	50% - 75%	26-2311079
Gregory A Phillips	Chief compliance officer	1 Jan 2010	Other	3269223

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John William Obrien	Managing member	1 Apr 2008	75% - 100%	1148954
Gregory Allen Phillips	Managing member	1 Aug 2009	50% - 75%	3269223
Gerard Nicholas Von Dohlen	Managing member	1 Aug 2009	50% - 75%	2914891
Gregory A Phillips	Managing member	1 Aug 2009	50% - 75%	3269223

Based in Chicago

The principal office where Broadhaven Capital Partners Gp I, LLC performs its advisory services is located at 150 North Riverside Plaza, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-621-9801 or by fax 312-277-3290. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at broadhaven.com/.