Holistic Financial Partners, LLC (Indianapolis)

Name: Holistic Financial Partners, LLC
Address: 9959 Crosspoint Boulevard, Indianapolis, IN, 46256
Telephone: 317-550-3400

Holistic Financial Partners, LLC is a large advisory firm based in Indianapolis. It manages $201.8 million of regulatory assets for 592 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Illinois, Indiana, and Texas.

Holistic Financial Partners provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Holistic Financial Partners: assets under management

The assets under management (AUM) of Holistic Financial Partners, LLC is $201.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $201.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $340.89 thousand each.

Holistic Financial Partners has custody of $38.8 million in cash and securities for 50 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 59% of the total AUM. The second-largest asset type is investment and business development companies, which make up 25% of the firm’s portfolio. Investments in state and local bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Holistic Financial Partners, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Holistic Financial Partners serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Holistic Financial Partners is individuals with 544 clients and $116.31 million of assets under management. Among the 9 most similar advisory firms, Holistic Financial Partners has the 3rd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $201.8 million for 592 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Holistic Financial Partners doesn't advise any private funds.

Careers at Holistic Financial Partners, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jason Christopher Llewellyn	Chief compliance officer	1 Jun 2015	25% - 50%	4572238
David Harold Hajek	Managing member / president	1 Jun 2015	50% - 75%	4395961
Robert Lytton Maddox	Chief compliance officer	1 Feb 2017	Other	2569229
Andy John Armstrong	Chief compliance officer	1 Aug 2017	Other	4448534

Based in Indianapolis

The principal office where Holistic Financial Partners, LLC performs its advisory services is located at 9959 Crosspoint Boulevard, Indianapolis, IN 46256, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 317-550-3400 or by fax 317-550-3399. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at holisticfinancialpartners.com.