Strome Investment Management, L.P. (Santa Monica)

Name: Strome Investment Management, L.P.
Address: 100 Wilshire Blvd., Santa Monica, CA, 90401
Telephone: 301-917-6600

Strome Investment Management, L.P. is a large advisory firm based in Santa Monica. It manages $170 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Strome Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Strome Investment Management: assets under management

The assets under management (AUM) of Strome Investment Management, L.P. is $170 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $170 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $85 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Strome Investment Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Strome Investment Management, L.P.

Mark Edward Mckee has been acting as President since 1 Apr 2005. Peter N.C. Davies joined the executive team most recently as the Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark Eugene Strome	Ceo	1 Jan 1992	75% - 100%	726413
Inc. Ssco	General partner	1 Jan 1992	Other	95-4450883
Mark E. Strome Living Trust	Limited partner	1 Jan 1997	75% - 100%	09-0489686
Michael Dean Achterberg	Cfo	1 Jan 1999	Other	2492033
Mark Edward Mckee	President	1 Apr 2005	Other	1016614
Elizabeth Greenwood	Chief compliance officer	1 Oct 2005	Other	5052839
L.P. Strome Group	Limited partner	1 Dec 2005	75% - 100%	81-0679523
Llc Strome	General partner	1 Dec 2005	Other	20-4362827
Peter N.C. Davies	Chief risk officer	1 May 2006	Other	5122196
Michael Dean Achterberg	Chief compliance officer	1 Aug 2006	Other	2492033
Peter N.C. Davies	Ceo	1 Sep 2006	Other	5122196

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mark Eugene Strome	President/director of ssco, inc./general partner	1 Nov 1993	75% - 100%	726413
Inc. Ssco	General partner	1 Dec 1993	Other	98-4362192
Mark Eugene Strome	Trustee	1 Jan 1997	Other	726413
Mark E. Strome Living Trust	Limited partner	1 Dec 2005	75% - 100%	09-0489686
Inc. Strome Group	General partner	1 Dec 2005	Other	95-4450883

Based in Santa Monica

The principal office where Strome Investment Management, L.P. performs its advisory services is located at 100 Wilshire Blvd., Santa Monica, CA 90401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 301-917-6600 or by fax 310-752-1483. The normal business hours are 6:00am to 4:00pm on Monday - Friday. You can find more information about the New York firm at www.strome.com.