Pantheon Investment LLC (Chattanooga)

Name: Pantheon Investment LLC
Address: 735 Broad Street, Chattanooga, TN, 37402
Telephone: 423-498-6310

Pantheon Investment LLC is a large advisory firm based in Chattanooga. It manages $229.45 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Tennessee.

Pantheon Investment provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and endowment and family office consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pantheon Investment: assets under management

The assets under management (AUM) of Pantheon Investment LLC is $229.45 million. The firm's AUM has grown by 69% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.18 million in discretionary accounts and $225.27 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $597.14 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $112.63 million.

Investments

The firm invests in other assets the most. They account for 98% of the total AUM. The second-largest asset type is exchange traded securities, which make up 1% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pantheon Investment LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pantheon Investment serves?

The only and largest group of clients of Pantheon Investment is high net worth individuals with 7 clients and $4.18 million of assets under management. Among the 9 most similar advisory firms, Pantheon Investment has the 0th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $4.18 million for 7 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Pantheon Investment doesn't advise any private funds.

Careers at Pantheon Investment LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tague Robert Goodhue	Managing principal/chief compliance officer	1 Jul 1999	75% - 100%	1637481
Robert Kincaid Mills	Managing principal	1 Jul 1999	50% - 75%	4365752

Based in Chattanooga

The principal office where Pantheon Investment LLC performs its advisory services is located at 735 Broad Street, Chattanooga, TN 37402, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 423-498-6310 or by fax 423-498-6310. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at paninv.com.